Brown Brothers Harriman (Hong Kong) Limited
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Brown Brothers Harriman (Hong Kong) Limited ( ), CE reference AAF778. Currently licensed for regulated activity type(s) 1, 3. Current licensed staff on file: 9.
Registered address
13/F, Man Yee Building, 68 Des Voeux Road, Central
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 — Dealing in securities | present | present |
| Type 3 — Leveraged foreign exchange trading | 2011-01-04 | present |
| Type 4 — Advising on securities | present | 2014-07-03 |
| Type 6 — Advising on corporate finance | present | 2004-12-07 |
| Type 9 — Asset management | present | 2008-07-21 |
Licensed staff (9)
As of
| Name | Activities | Since |
|---|---|---|
| Christopher Neil Averill Gothard | RO 3 | 2016-06 |
| Christopher Charles Pigott | RO 1, 3 | 2020-11 |
| Munenori Yoshihara | RO 3 Rep 1 | 2023-11 |
| Hai Hua Zhao 趙海華 | RO 1, 3 | 2020-01 |
| Chun Leong Hung 熊俊亮 | Rep 3 | 2019-10 |
| Simo Liu 劉斯默 | Rep 1, 3 | 2023-08 |
| Ying Kwan Ng 吳映君 | Rep 3 | 2023-12 |
| Kacper Piotr Witkowski | Rep 3 | 2022-03 |
| Lai San Wong 王麗珊 | Rep 1, 3 | 2016-02 |
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