BGC Securities (Hong Kong) LLC
Information
- Summary:
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for BGC Securities (Hong Kong) LLC, a Hong Kong-based licensed corporation with CE reference ADS177. Currently licensed for regulated activity type(s) 1 - Dealing in securities; 2 - Dealing in futures contracts. Current licensed staff on file: 24 (total recorded over time: 231). Earliest licence on file: 2007-08-29.
- Category:
-
Sell side · Brokerage
- Registered address:
- Suite 3001-07, 30th Floor, AIA Central, 1 Connaught Road Central, Central
- Website:
- LinkedIn:
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 - Dealing in securities | Pre-2003 | present |
| Type 2 - Dealing in futures contracts | 2008-06-25 | present |
| Type 3 - Leveraged foreign exchange trading | 2007-08-29 | 2011-03-23 |
| Type 4 - Advising on securities | 2011-10-19 | 2013-01-07 |
| Type 4 - Advising on securities | Pre-2003 | 2005-02-07 |
| Type 5 - Advising on futures contracts | 2011-10-19 | 2013-01-07 |
| Type 6 - Advising on corporate finance | Pre-2003 | 2005-02-07 |
| Type 9 - Asset management | 2011-10-19 | 2013-01-07 |
| Type 9 - Asset management | Pre-2003 | 2005-02-07 |
Licensed staff trend
-
Total licensed staff, all activities
Licensed staff (all-time) (231)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Mark Nicholas Davidge-Pitts | RO 1, 2 Rep 1, 2 | 2017-06 | Present |
| Jonathan James Laird | RO 1 Rep 1 | 2005-04 | Present |
| Timothy Charles Mallott | RO 1, 2 | 2020-09 | Present |
| Robert Kenneth Nicholson | RO 1 | 2026-04 | Present |
| Shaan Anil Shivdasani | RO 1 Rep 1 | 2010-05 | Present |
| Dendi Anton | Rep 1 | 2023-08 | Present |
| Timothy William Chan | Rep 1, 2 | 2026-04 | Present |
| Mark John Connolly | Rep 1 | 2018-11 | Present |
| Jerome de la Cruz Cura | Rep 1 | 2026-03 | Present |
| Gary Do Ming Fok 霍道明 | Rep 1 | 2026-03 | Present |
| Dai Hino | Rep 1, 2 | 2020-05 | Present |
| Shiyi Huang 黃詩倚 | Rep 1 | 2018-08 | Present |
| Shing Ki Lam 林承棋 | Rep 1 | 2026-03 | Present |
| Sze Yan Lam | Rep 1 | 2025-04 | Present |
| James Lee 李澤南 | Rep 1 | 2026-03 | Present |
| Qiushuo Lin 林秋碩 | Rep 1 | 2018-08 | Present |
| Yu Ling Lin 林育玲 | Rep 1 | 2026-03 | Present |
| Hoi Sze Ma 馬凱詩 | Rep 1 | 2018-08 | Present |
| Megumi Masu | Rep 1, 2 | 2021-04 | Present |
| Raymond David Meenan | Rep 1, 2 | 2020-04 | Present |
| Stephane Michel Jacob Pader | Rep 1, 2 | 2021-04 | Present |
| Valentin Alexis Razet | Rep 1 | 2026-03 | Present |
| Ichiro Tagawa | Rep 1, 2 | 2020-05 | Present |
| Mei Shan Wu 胡美珊 | Rep 1 | 2026-03 | Present |
| Stuart Andrew Taylor | RO 1, 2 Rep 1, 2 | 2021-06 | 2026-07 |
| Amine Khelifi | RO 1, 2 Rep 1, 2 | 2021-04 | 2026-06 |
| Shenxiong Zhou 周申雄 | Rep 1 | 2025-06 | 2026-04 |
| Chiraz Berkane Lavaud | Rep 1, 2 | 2019-05 | 2026-03 |
| Kwok Yau Cheung 張國燿 | Rep 1 | 2025-02 | 2026-03 |
| Wenli Gao | Rep 1 | 2024-01 | 2026-03 |
| Cai Zhen Ho | Rep 1 | 2024-03 | 2026-03 |
| Qiuting Huang 黃秋婷 | Rep 1 | 2018-08 | 2026-01 |
| Yun Liang Shan 單云亮 | Rep 1 | 2024-03 | 2026-01 |
| Philippe Wong 黃志輝 | Rep 1, 2 | 2021-11 | 2025-11 |
| Nga Ying Law 羅雅盈 | Rep 1, 2 | 2008-02 | 2025-11 |
| Fan Wang 王帆 | Rep 1 | 2024-03 | 2025-10 |
| Philippe Marc Alfred Wattez | Rep 1, 2 | 2021-04 | 2025-10 |
| Kevin Hearne | Rep 1 | 2022-08 | 2025-09 |
| Chun Liu | Rep 1 | 2024-11 | 2025-08 |
| Francesco Quilici | Rep 1, 2 | 2025-04 | 2025-06 |
| Yunhee Cho 趙胤熙 | Rep 1, 2 | 2021-11 | 2025-03 |
| Nikesh Yogesh Parekh | Rep 1 | 2019-05 | 2025-02 |
| Benedict Edward Cutcliffe G Corner | Rep 1 | 2019-06 | 2024-12 |
| Mani Parekattu Joseph | Rep 1 | 2024-07 | 2024-11 |
| Jun Xu 徐俊 | Rep 1 | 2024-05 | 2024-11 |
| Eve Alice Haddad | Rep 1, 2 | 2019-11 | 2024-10 |
| Pak San Jonathan Lee 李柏燊 | Rep 1, 2 | 2010-12 | 2024-10 |
| Yi Chen 陳奕 | Rep 1 | 2024-03 | 2024-10 |
| Weifeng Hua 華偉丰 | Rep 1 | 2024-06 | 2024-08 |
| Wai Ho Hui 許偉浩 | Rep 1 | 2024-01 | 2024-08 |
| Rui He 何睿 | Rep 1 | 2022-11 | 2024-08 |
| Daniel Nicholas Mark | Rep 1 | 2023-11 | 2024-08 |
| Jingbo Zhu 朱靜波 | Rep 1 | 2024-04 | 2024-06 |
| Desu Calvin Antonio Gonzales | Rep 1 | 2021-02 | 2024-05 |
| Ho Nga Fan 范皓雅 | Rep 1 | 2020-11 | 2024-04 |
| Justin Howard Newsum | Rep 1 | 2010-07 | 2024-03 |
| Chi Wai Wong 黃志偉 | Rep 1 | 2021-05 | 2024-03 |
| Claro Jr Ilagan Madayag | Rep 1 | 2008-06 | 2023-12 |
| Shuo Zhang 張碩 | Rep 1 | 2019-09 | 2023-12 |
| Nicholas James Smith | Rep 1 | 2019-06 | 2023-09 |
| Cedric Alain Nicolas Marie Augias | RO 1, 2 Rep 1, 2 | 2021-03 | 2023-07 |
| Rohit Singh | Rep 1, 2 | 2022-02 | 2023-06 |
| Daniel Peter Evans | Rep 1 | 2006-11 | 2023-06 |
| William Hugh Scobie Hornby | RO 1 Rep 1 | 2019-05 | 2023-03 |
| Mattia Valdisolo | Rep 1 | 2021-08 | 2023-03 |
| Leon Tak-Wah Lui 呂德華 | Rep 1 | 2021-08 | 2022-10 |
| Chung Yin Cheung 張仲言 | Rep 1, 2 | 2019-01 | 2022-10 |
| Mark John Bavis | RO 1 Rep 1 | 2004-10 | 2022-06 |
| Cinry Alano Lees | Rep 1 | 2012-08 | 2022-01 |
| Thomas Pierre Bombardieri | Rep 1, 2 | 2021-11 | 2021-12 |
| Min Jung Kim 金玟貞 | Rep 1, 2 | 2018-06 | 2021-11 |
| Kong Ho Li 李崗豪 | Rep 1 | 2019-02 | 2021-08 |
| Nicholas Peter Stokes | RO 1 Rep 1 | 2019-06 | 2021-06 |
| James Howell Selway | Rep 1 | 2019-05 | 2021-06 |
| Cherie Che Man Lai 黎子敏 | Rep 1 | 2020-11 | 2021-05 |
| June Yi Vivian Lui 呂俊儀 | Rep 1 | 2021-03 | 2021-04 |
| William Fitzgerald Wiswell | Rep 1 | 2019-06 | 2021-03 |
| Salih Unsal | Rep 1 | 2020-09 | 2021-03 |
| Seyun Park | Rep 1 | 2020-09 | 2021-02 |
| Alexander Richard Baddeley | Rep 1, 2 | 2009-09 | 2020-09 |
| Elanna Liao 廖婉欽 | Rep 1 | 2020-07 | 2020-09 |
| Noel Edward Walsh | Rep 2 | 2016-08 | 2020-06 |
| Mark Webster | RO 1, 2 | 2018-03 | 2020-04 |
| Nicola Carolyn Hurst | Rep 1 | 2009-02 | 2020-04 |
| Victoria Margaret Nahathai Hill | Rep 1, 2 | 2019-05 | 2020-03 |
| Mourad Tlili | Rep 1, 2 | 2018-09 | 2020-03 |
| Anthony John Herbert | Rep 1 | 2016-11 | 2020-03 |
| Guillaume Colin Derville | Rep 1, 2 | 2019-12 | 2020-03 |
| Nicholas James George | RO 1, 2 Rep 1, 2 | 2016-02 | 2020-03 |
| Takaaki Furusho | Rep 1 | 2019-06 | 2020-02 |
| Sang Hyun Kim | Rep 1, 2 | 2019-05 | 2020-02 |
| Jaak Yin Wesley Chan 陳澤賢 | Rep 1 | 2018-07 | 2020-02 |
| Carmen Yin Man Shiu 邵燕文 | Rep 1, 2 | 2008-02 | 2019-12 |
| Kam Man Shiu 邵錦文 | RO 1, 2 Rep 1 | 2008-02 | 2019-12 |
| Ken Damien Cendron | Rep 1, 2 | 2018-08 | 2019-12 |
| Tong Chen | Rep 1 | 2018-02 | 2019-12 |
| Kristofer Hamid Jarjoura | Rep 1, 2 | 2019-10 | 2019-11 |
| Yang Chen | Rep 1 | 2019-02 | 2019-11 |
| Brian Yin Cheung Lam 林彥翔 | Rep 1, 2 | 2012-10 | 2019-10 |
| Bik Yun Ip 葉碧茵 | Rep 1, 2 | 2012-10 | 2019-10 |
Showing 1–100 of 231
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