Barclays Bank PLC
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Barclays Bank PLC ( ), a Hong Kong-based registered institution with CE reference AAJ160. Currently licensed for regulated activity type(s) 1 - Dealing in securities; 4 - Advising on securities; 6 - Advising on corporate finance. Current licensed staff on file: 0 (total recorded over time: 0). Earliest licence on file: 2008-05-05.
Registered address
41/F, Cheung Kong Center, 2 Queen's Road Central
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 - Dealing in securities | present | present |
| Type 4 - Advising on securities | present | present |
| Type 6 - Advising on corporate finance | present | present |
| Type 7 - Providing automated trading services | present | 2005-03-04 |
| Type 9 - Asset management | 2008-05-05 | 2016-12-14 |
| Type 9 - Asset management | present | 2005-03-04 |
Licensed staff (all-time) (0)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| No staff history on file. | |||
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