Win Securities Limited

贏證券有限公司

CE No. AGV213 Licensed corporation Active

Information

Summary:: This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Win Securities Limited (贏證券有限公司), a Hong Kong-based licensed corporation with CE reference AGV213. Currently licensed for regulated activity type(s) 1 - Dealing in securities; 7 - Providing automated trading services. Current licensed staff on file: 2 (total recorded over time: 57).
Category:: Sell side · Brokerage
Registered address:: Room 2537-2539, 25/F, Sun Hung Kai Centre, 30 Harbour Road, Wan Chai
Website:
LinkedIn:

Licence history

Activity	From	To
Type 1 - Dealing in securities	Pre-2003	present
Type 7 - Providing automated trading services	Pre-2003	present
Type 4 - Advising on securities	Pre-2003	2005-01-26
Type 6 - Advising on corporate finance	Pre-2003	2005-01-26
Type 9 - Asset management	Pre-2003	2005-01-26

Licensed staff trend

- Total licensed staff, all activities

Explore this firm’s talent flow →

Licensed staff (all-time) (57)

Active on date RO only

Name	Activities	First licensed	To
Kai San Ko 高啟申	RO 1	2025-09	Present
Chi Yin Lau 劉志賢	RO 1	2026-06	Present
Kwong Shan Chan 陳廣山	RO 1	2025-06	2026-04
Chi Kit Soo 蘇志傑	RO 1	2025-11	2026-04
Keiji Okamoto 岡本啓司	RO 1	2017-11	2025-07
Wing Ho Chan 陳詠豪	Rep 1	2022-08	2024-10
Ivan Chung Ming Law 羅頌明	RO 1	2018-04	2024-10
Chang Liu 劉暢	Rep 1	2024-07	2024-10
Kai Chung Lo 魯啟宗	Rep 1	2021-07	2024-10
Siu Wai Lui 呂少威	RO 1, 7 Rep 1	2004-03	2024-10
Ming Him Tam 譚銘謙	Rep 1	2021-07	2024-10
Man Kwong Tang 鄧文光	RO 1, 7	2005-05	2024-10
Ming Hei Wong 黃明希	Rep 1	2014-06	2024-10
On Ki Wong 黃安琪	Rep 1	2012-12	2024-10
Iris See Lok Yeung 楊詩樂	Rep 1	2021-07	2024-10
Tak To Cheung 張德滔	Rep 1	2021-07	2024-06
Chi Ping Li 李智平	Rep 1	2021-07	2021-10
Chun Ki Wong 王浚棋	Rep 1	2021-07	2021-09
Clarence Kam Pui Au 歐錦霈	Rep 1, 7	2007-12	2021-08
Grace Kei Sze Chow 周紀思	Rep 1, 7	2004-01	2020-01
Chun Fai Choi 蔡振煇	Rep 1	2018-03	2019-04
Nick Chi Yuen Tang 鄧智遠	RO 1	2014-05	2017-10
Katsuki Mandai	RO 1	2015-02	2017-03
Carter Yip 葉基達	Rep 1	2013-07	2016-09
Chun Wai Cheung 張振威	Rep 1	2012-02	2014-06
Kit Mei Lai 賴潔美	RO 1, 7	2005-02	2014-05
Fan Xie 謝凡	Rep 1	2013-09	2014-04
Wai Lun Lee 李偉倫	Rep 1	2013-06	2014-02
Wing Sin Yan 甄穎善	Rep 1	2013-07	2013-09
Shinichiro Yamada	Rep 1, 7	2011-12	2013-07
Ho Yip Kwan 關浩業	Rep 1, 7	2008-05	2013-06
Hung Yiu Fong 方雄耀	Rep 1, 7	2010-03	2013-05
Jingjing Zhen 甄晶晶	Rep 1, 7	2011-05	2013-01
Michael Yik Fai Leung 梁奕輝	Rep 1, 7	2011-07	2012-07
Fang Yuan 袁芳	Rep 1, 7	2011-06	2012-03
Ting Gee Kwan 關婷之	Rep 1, 7	2010-03	2012-02
Chun Kit Chou 周俊杰	Rep 1, 7	2011-02	2011-06
Ka Ho Ho 何家豪	Rep 1, 7	2008-08	2010-04
Ka Kit Isaac Wong 黃家傑	Rep 1, 7	2009-08	2009-10
Cho Yan Kok 谷祖欣	Rep 1, 7	2008-04	2009-08
Hoi Tung Lee	Rep 1, 7	2008-12	2009-05
Man Chun Wong 黃文俊	Rep 1	2008-06	2008-06
Cheuk Ki Jacky Chan 陳卓基	Rep 1, 7	2007-01	2008-05
Wai Man Tse 謝慧敏	Rep 1, 7	2004-04	2008-04
Kin Lok Yu 庾建樂	Rep 1, 7	2007-01	2007-12
David Wing Sang Tse 謝永生	Rep 1, 7	2005-04	2007-12
Beverly Yu Ting Chow 周汝婷	Rep 1, 7	2007-06	2007-10
Wan Chi Cheung 張韻芝	Rep 1, 7	2006-07	2007-04
Chi San Cheung 張致新	RO 1, 7	Pre-2003	2006-10
Lo Sing Ho 何鷺星	Rep 1, 7	2006-04	2006-08
Sharon Way On Fung 馮惠安	Rep 1, 7	2005-08	2006-02
Kwok Lun Yau 邱幗麟	Rep 1, 7	2004-12	2005-04
Stella Suk Fong Lam 林淑芳	Rep 1	2005-03	2005-04
Sing Lo 盧勝	RO 1, 4, 6, 7, 9	Pre-2003	2005-03
Hannah Heung Ying Chan 陳向熒	Rep 1, 4, 6, 7, 9	Pre-2003	2004-04
James Michael Kelso	RO 1, 7	2003-08	2004-02
Wai Yuen Young 楊偉源	Rep 1, 4, 6, 7, 9	Pre-2003	2004-02