Open Securities Limited
開盤證券有限公司
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Open Securities Limited (開盤證券有限公司), CE reference ACS694. Currently licensed for regulated activity type(s) 1, 2, 4. Current licensed staff on file: 6.
Registered address
Room 3208-09, 32/F, Tower 6, The Gateway, 9 Canton Road, Tsim Sha Tsui, Kowloon
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 — Dealing in securities | present | present |
| Type 2 — Dealing in futures contracts | 2010-07-16 | present |
| Type 4 — Advising on securities | present | present |
| Type 6 — Advising on corporate finance | present | 2006-03-21 |
| Type 9 — Asset management | present | 2006-03-21 |
Licensed staff (6)
As of
| Name | Activities | Since |
|---|---|---|
| Penny Tik Ho Cheung 張迪豪 | RO 1, 2, 4 | 2025-05 |
| Chunyu Li 李春雨 | RO 1, 2, 4 | 2025-11 |
| Meng (SFC:BTS521) Gao 高萌 | Rep 1, 4 | 2023-06 |
| Huakai Yan 嚴華凱 | Rep 1, 4 | 2025-11 |
| Wenrui Zhang 張文瑞 | Rep 1, 4 | 2026-01 |
| Weiyi Zhu 朱唯一 | Rep 1, 2, 4 | 2025-12 |
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