Boom Securities (H.K.) Limited
寶盛證券(香港)有限公司
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Boom Securities (H.K.) Limited (寶盛證券(香港)有限公司), a Hong Kong-based licensed corporation with CE reference AEF808. Currently licensed for regulated activity type(s) 1 - Dealing in securities; 2 - Dealing in futures contracts; 7 - Providing automated trading services. Current licensed staff on file: 11 (total recorded over time: 65). Earliest licence on file: 2016-06-03.
Registered address
Room 2801, Level 28, Tower 1, The Millennity, 98 How Ming Street, Kwun Tong, Kowloon
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 - Dealing in securities | present | present |
| Type 2 - Dealing in futures contracts | 2016-06-03 | present |
| Type 7 - Providing automated trading services | present | present |
| Type 4 - Advising on securities | present | 2005-01-26 |
| Type 6 - Advising on corporate finance | present | 2005-01-26 |
| Type 9 - Asset management | present | 2005-01-26 |
Licensed staff (all-time) (65)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Chi San Cheung 張致新 | RO 1, 7 | Pre-2003 | 2006-10 |
| James Michael Kelso | RO 1, 7 | 2003-08 | 2004-02 |
| Kit Mei Lai 賴潔美 | RO 1, 7 | 2005-02 | 2014-05 |
| Ivan Chung Ming Law 羅頌明 | RO 1, 2 | 2018-04 | Present |
| Kai Chung Lo 魯啟宗 | RO 2 Rep 1 | 2016-07 | Present |
| Sing Lo 盧勝 | RO 1, 4, 6, 7, 9 | Pre-2003 | 2005-03 |
| Siu Wai Lui 呂少威 | RO 1, 2, 7 Rep 1 | 2004-03 | Present |
| Katsuki Mandai | RO 1, 2 | 2015-02 | 2017-03 |
| Keiji Okamoto 岡本啓司 | RO 1, 2 | 2017-11 | 2024-10 |
| Man Kwong Tang 鄧文光 | RO 1, 7 Rep 1, 2, 4, 6, 7, 9 | Pre-2003 | Present |
| Nick Chi Yuen Tang 鄧智遠 | RO 1, 2 | 2014-05 | 2017-10 |
| Clarence Kam Pui Au 歐錦霈 | Rep 1, 2, 7 | 2007-12 | 2021-08 |
| Cheuk Ki Jacky Chan 陳卓基 | Rep 1, 7 | 2007-01 | 2008-05 |
| Hannah Heung Ying Chan 陳向熒 | Rep 1, 4, 6, 7, 9 | Pre-2003 | 2004-04 |
| Wing Ho Chan 陳詠豪 | Rep 1, 2 | 2021-11 | Present |
| Bo Wan Cheng 鄭寶雲 | Rep 1, 4, 6, 7, 9 | Pre-2003 | 2003-09 |
| Chi Shing (SFC:BQG036) Cheng 鄭志成 | Rep 1, 2 | 2021-11 | 2022-06 |
| Wing Yan Tiffany Cheng 鄭詠欣 | Rep 1, 2 | 2024-07 | Present |
| Chun Wai (SFC:AYT961) Cheung 張振威 | Rep 1 | 2012-02 | 2014-06 |
| Tak To Cheung 張德滔 | Rep 1 | 2016-06 | 2024-06 |
| Wan Chi Cheung 張韻芝 | Rep 1, 7 | 2006-07 | 2007-04 |
| Tak Kei Ching 程德基 | Rep 1 | 2013-08 | 2014-04 |
| Chun Fai Choi 蔡振煇 | Rep 1, 2 | 2018-03 | 2019-04 |
| Chun Kit Chou 周俊杰 | Rep 1, 7 | 2011-02 | 2011-06 |
| Beverly Yu Ting Chow 周汝婷 | Rep 1, 7 | 2007-06 | 2007-10 |
| Grace Kei Sze Chow 周紀思 | Rep 1, 7 | 2004-01 | 2020-01 |
| Hung Yiu Fong 方雄耀 | Rep 1, 7 | 2010-03 | 2013-05 |
| Eric Ka Ho Fung 馮家豪 | Rep 1, 2 | 2014-05 | 2018-01 |
| Sharon Way On Fung 馮惠安 | Rep 1, 7 | 2005-08 | 2006-02 |
| Ka Ho (SFC:ARL404) Ho 何家豪 | Rep 1, 7 | 2008-08 | 2010-04 |
| Lo Sing Ho 何鷺星 | Rep 1, 7 | 2006-04 | 2006-08 |
| Hiu Sum Hui 許曉琛 | Rep 2 | 2021-02 | 2021-07 |
| Cho Yan Kok 谷祖欣 | Rep 1, 7 | 2008-04 | 2009-08 |
| Ho Yip Kwan 關浩業 | Rep 1, 7 | 2008-05 | 2013-06 |
| Ting Gee Kwan 關婷之 | Rep 1, 7 | 2010-03 | 2012-02 |
| Stella Suk Fong Lam 林淑芳 | Rep 1 | 2005-03 | 2005-04 |
| Hoi Tung Lee | Rep 1, 7 | 2008-12 | 2009-05 |
| Wai Lun (SFC:AXY825) Lee 李偉倫 | Rep 1 | 2013-06 | 2014-02 |
| Michael Yik Fai Leung 梁奕輝 | Rep 1, 7 | 2011-07 | 2012-07 |
| Chi Ping Li 李智平 | Rep 1, 2 | 2019-08 | 2021-10 |
| Jiang Zheng Li 李洸政 | Rep 1 | 2013-07 | 2014-05 |
| Wai Mei Li 李慧薇 | Rep 1 | 2024-06 | 2025-01 |
| Chang (SFC:BUV986) Liu 劉暢 | Rep 1, 2 | 2024-07 | Present |
| Sze Wai Ma 馬詩慧 | Rep 1 | 2015-12 | 2020-06 |
| Robert John Rountree | Rep 1, 4, 6, 7, 9 | Pre-2003 | 2003-11 |
| Ming Him Tam 譚銘謙 | Rep 1, 2 | 2019-12 | Present |
| David Wing Sang Tse 謝永生 | Rep 1, 7 | 2005-04 | 2007-12 |
| Wai Man (SFC:AJL009) Tse 謝慧敏 | Rep 1, 7 | 2004-04 | 2008-04 |
| Samuel Tsui 崔灝森 | Rep 1, 4, 6, 7, 9 | Pre-2003 | 2003-09 |
| Sok Mun Wan 溫淑敏 | Rep 1 | 2012-10 | 2013-09 |
| Chun Ki Wong 王浚棋 | Rep 1, 2 | 2019-07 | 2021-09 |
| Ka Kit Isaac Wong 黃家傑 | Rep 1, 7 | 2009-08 | 2009-10 |
| Man Chun (SFC:APQ127) Wong 黃文俊 | Rep 1 | 2008-06 | 2008-06 |
| Ming Hei Wong 黃明希 | Rep 1 | 2014-06 | Present |
| On Ki Wong 黃安琪 | Rep 1, 2 | 2012-12 | Present |
| Fan Xie 謝凡 | Rep 1 | 2013-09 | 2014-04 |
| Shinichiro Yamada | Rep 1, 7 | 2011-12 | 2013-07 |
| Wing Sin Yan 甄穎善 | Rep 1 | 2013-07 | 2013-09 |
| Kwok Lun Yau 邱幗麟 | Rep 1, 7 | 2004-12 | 2005-04 |
| Iris See Lok Yeung 楊詩樂 | Rep 1, 2 | 2014-10 | Present |
| Carter Yip 葉基達 | Rep 1 | 2013-07 | 2016-09 |
| Wai Yuen Young 楊偉源 | Rep 1, 4, 6, 7, 9 | Pre-2003 | 2004-02 |
| Kin Lok Yu 庾建樂 | Rep 1, 7 | 2007-01 | 2007-12 |
| Fang (SFC:AXG315) Yuan 袁芳 | Rep 1, 7 | 2011-06 | 2012-03 |
| Jingjing Zhen 甄晶晶 | Rep 1, 7 | 2011-05 | 2013-01 |
Showing 1–65 of 65
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