Albert Kwok Shu Kan
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Albert Kwok Shu Kan (簡國樞), a licensed Responsible Officer with CE reference AAI603. Currently licensed at 1 firm(s): Success Advance Investments Limited. Active regulated activities: Type 4 - Advising on securities; Type 9 - Asset management. This person has 16.8 years of SFC licence history. Total licence records on file: 18.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Success Advance Investments Limited 駿程投資有限公司 |
RO | Type 4 - Advising on securities | 2026-03-09 | present |
| Success Advance Investments Limited 駿程投資有限公司 |
RO | Type 9 - Asset management | 2026-03-09 | present |
| Jin Yi Financial Group Limited 金益金融集團有限公司 |
Rep | Type 1 - Dealing in securities | 2025-08-13 | 2026-01-28 |
| Jin Yi Financial Group Limited 金益金融集團有限公司 |
Rep | Type 4 - Advising on securities | 2025-08-13 | 2026-01-28 |
| Jin Yi Financial Group Limited 金益金融集團有限公司 |
RO | Type 9 - Asset management | 2025-08-13 | 2026-01-28 |
| Planetree Asset Management Limited 梧桐資產管理有限公司 |
RO | Type 9 - Asset management | 2022-03-09 | 2025-02-13 |
| Imagi Brokerage Limited | RO | Type 4 - Advising on securities | 2019-10-11 | 2021-11-15 |
| Imagi Brokerage Limited | RO | Type 4 - Advising on securities | 2018-05-25 | 2018-12-25 |
| Imagi Brokerage Limited | RO | Type 9 - Asset management | 2018-05-25 | 2021-11-15 |
| Seekers Advisors H.K. Limited | RO | Type 9 - Asset management | 2016-06-21 | 2018-05-18 |
| Seekers Advisors H.K. Limited | Rep | Type 9 - Asset management | 2016-06-06 | 2016-06-21 |
| Emperor Asset Management Limited 英皇資產管理有限公司 |
RO | Type 9 - Asset management | 2012-02-07 | 2016-02-01 |
| Emperor Asset Management Limited 英皇資產管理有限公司 |
Rep | Type 9 - Asset management | 2011-11-24 | 2012-02-07 |
| Bosen Asset Management Limited 寶信資產管理有限公司 |
RO | Type 9 - Asset management | 2011-10-13 | 2011-10-31 |
| Redford Asset Management Limited 泓福資產管理有限公司 |
RO | Type 9 - Asset management | 2009-09-01 | 2011-01-20 |
| Redford Asset Management Limited 泓福資產管理有限公司 |
Rep | Type 9 - Asset management | 2009-07-28 | 2009-09-01 |
| Panurgy Limited |
RO | Type 9 - Asset management | 2007-11-23 | 2008-02-01 |
| Capital Focus Asset Management Limited 匯駿資產管理有限公司 |
RO | Type 9 - Asset management | 2007-08-24 | 2009-07-16 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Albert Kwok Shu Kan during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.