Albert Kwok Shu Kan
簡國樞
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Albert Kwok Shu Kan (簡國樞), CE reference AAI603. Currently licensed at 1 firm(s): Success Advance Investments Limited. Total licence records on file: 18.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Success Advance Investments Limited 駿程投資有限公司 |
RO | Type 4 — Advising on securities | 2026-03-09 | present |
| Success Advance Investments Limited 駿程投資有限公司 |
RO | Type 9 — Asset management | 2026-03-09 | present |
| Jin Yi Financial Group Limited 金益金融集團有限公司 |
Rep | Type 1 — Dealing in securities | 2025-08-13 | 2026-01-28 |
| Jin Yi Financial Group Limited 金益金融集團有限公司 |
Rep | Type 4 — Advising on securities | 2025-08-13 | 2026-01-28 |
| Jin Yi Financial Group Limited 金益金融集團有限公司 |
RO | Type 9 — Asset management | 2025-08-13 | 2026-01-28 |
| Planetree Asset Management Limited 梧桐資產管理有限公司 |
RO | Type 9 — Asset management | 2022-03-09 | 2025-02-13 |
| Imagi Brokerage Limited | RO | Type 4 — Advising on securities | 2019-10-11 | 2021-11-15 |
| Imagi Brokerage Limited | RO | Type 4 — Advising on securities | 2018-05-25 | 2018-12-25 |
| Imagi Brokerage Limited | RO | Type 9 — Asset management | 2018-05-25 | 2021-11-15 |
| Seekers Advisors H.K. Limited | RO | Type 9 — Asset management | 2016-06-21 | 2018-05-18 |
| Seekers Advisors H.K. Limited | Rep | Type 9 — Asset management | 2016-06-06 | 2016-06-21 |
| Emperor Asset Management Limited 英皇資產管理有限公司 |
RO | Type 9 — Asset management | 2012-02-07 | 2016-02-01 |
| Emperor Asset Management Limited 英皇資產管理有限公司 |
Rep | Type 9 — Asset management | 2011-11-24 | 2012-02-07 |
| Bosen Asset Management Limited 寶信資產管理有限公司 |
RO | Type 9 — Asset management | 2011-10-13 | 2011-10-31 |
| Redford Asset Management Limited 泓福資產管理有限公司 |
RO | Type 9 — Asset management | 2009-09-01 | 2011-01-20 |
| Redford Asset Management Limited 泓福資產管理有限公司 |
Rep | Type 9 — Asset management | 2009-07-28 | 2009-09-01 |
| Panurgy Limited |
RO | Type 9 — Asset management | 2007-11-23 | 2008-02-01 |
| Capital Focus Asset Management Limited 匯駿資產管理有限公司 |
RO | Type 9 — Asset management | 2007-08-24 | 2009-07-16 |