Garrick James Cowley
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Garrick James Cowley, a licensed Responsible Officer with CE reference AYC429. Currently licensed at 1 firm(s): Sunrise Brokers (Hong Kong) Limited. Active regulated activities: Type 1 - Dealing in securities; Type 2 - Dealing in futures contracts. This person has 3.4 years of SFC licence history. Total licence records on file: 5.
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Sunrise Brokers (Hong Kong) Limited | RO | Type 1 - Dealing in securities | 2023-06-28 | present |
| Sunrise Brokers (Hong Kong) Limited | RO | Type 2 - Dealing in futures contracts | 2023-06-28 | present |
| Sunrise Brokers (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2023-04-17 | 2023-06-28 |
| Sunrise Brokers (Hong Kong) Limited | Rep | Type 2 - Dealing in futures contracts | 2023-04-17 | 2023-06-28 |
| T.F.S. Derivatives HK Limited | Rep | Type 2 - Dealing in futures contracts | 2011-09-22 | 2011-10-20 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Garrick James Cowley during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.