Kai Yan
阎开
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kai Yan (阎开), a licensed former licensee with CE reference BOK933. This person has 6.6 years of SFC licence history. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Symmetry Investments (Hong Kong) Limited 對稱資本有限公司 |
Rep | Type 9 - Asset management | 2021-09-03 | 2026-06-05 |
| Springs Capital (Hong Kong) Limited 淡水泉(香港)投資管理有限公司 |
Rep | Type 4 - Advising on securities | 2019-07-22 | 2021-05-31 |
| Springs Capital (Hong Kong) Limited 淡水泉(香港)投資管理有限公司 |
Rep | Type 9 - Asset management | 2019-07-22 | 2021-05-31 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Kai Yan during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one.