Carolyn Hoi Che Chu
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Carolyn Hoi Che Chu (朱凱之), a licensed Responsible Officer with CE reference AED017. Currently licensed at 1 firm(s): T. Rowe Price Hong Kong Limited. Active regulated activities: Type 4 - Advising on securities; Type 9 - Asset management. This person has 23.1 years of SFC licence history. Total licence records on file: 13.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| T. Rowe Price Hong Kong Limited 普徠仕香港有限公司 |
RO | Type 4 - Advising on securities | 2023-09-27 | present |
| T. Rowe Price Hong Kong Limited 普徠仕香港有限公司 |
RO | Type 9 - Asset management | 2023-09-27 | present |
| T. Rowe Price Hong Kong Limited 普徠仕香港有限公司 |
Rep | Type 4 - Advising on securities | 2010-12-31 | 2023-09-27 |
| T. Rowe Price Hong Kong Limited 普徠仕香港有限公司 |
Rep | Type 9 - Asset management | 2010-12-31 | 2023-09-27 |
| T. Rowe Price International, Inc. | Rep | Type 4 - Advising on securities | 2010-10-25 | 2010-12-31 |
| T. Rowe Price International, Inc. | Rep | Type 9 - Asset management | 2010-10-25 | 2010-12-31 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 - Advising on securities | 2010-04-08 | 2010-09-01 |
| Merrill Lynch Futures (Hong Kong) Limited | Rep | Type 2 - Dealing in futures contracts | 2008-08-05 | 2010-09-01 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2006-06-01 | 2010-09-01 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2006-04-14 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2004-10-13 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2004-10-13 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2004-10-13 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Carolyn Hoi Che Chu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.