Carolyn Hoi Che Chu
朱凱之
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Carolyn Hoi Che Chu (朱凱之), CE reference AED017. Currently licensed at 1 firm(s): T. Rowe Price Hong Kong Limited. Total licence records on file: 13.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| T. Rowe Price Hong Kong Limited 普徠仕香港有限公司 |
RO | Type 4 — Advising on securities | 2023-09-27 | present |
| T. Rowe Price Hong Kong Limited 普徠仕香港有限公司 |
RO | Type 9 — Asset management | 2023-09-27 | present |
| T. Rowe Price Hong Kong Limited 普徠仕香港有限公司 |
Rep | Type 4 — Advising on securities | 2010-12-31 | 2023-09-27 |
| T. Rowe Price Hong Kong Limited 普徠仕香港有限公司 |
Rep | Type 9 — Asset management | 2010-12-31 | 2023-09-27 |
| T. Rowe Price International, Inc. | Rep | Type 4 — Advising on securities | 2010-10-25 | 2010-12-31 |
| T. Rowe Price International, Inc. | Rep | Type 9 — Asset management | 2010-10-25 | 2010-12-31 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 — Advising on securities | 2010-04-08 | 2010-09-01 |
| Merrill Lynch Futures (Hong Kong) Limited | Rep | Type 2 — Dealing in futures contracts | 2008-08-05 | 2010-09-01 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 — Dealing in securities | 2006-06-01 | 2010-09-01 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 1 — Dealing in securities | present | 2006-04-14 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 4 — Advising on securities | present | 2004-10-13 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-10-13 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 9 — Asset management | present | 2004-10-13 |