Pauline Hor Yan Lau
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Pauline Hor Yan Lau (劉可恩), a licensed Representative with CE reference APW586. Currently licensed at 1 firm(s): Susquehanna Hong Kong Limited. Active regulated activities: Type 1 - Dealing in securities; Type 9 - Asset management. This person has 13.1 years of SFC licence history. Total licence records on file: 7.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Susquehanna Hong Kong Limited | Rep | Type 1 - Dealing in securities | 2026-01-15 | present |
| Susquehanna Hong Kong Limited | Rep | Type 9 - Asset management | 2026-01-15 | present |
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 |
Rep | Type 1 - Dealing in securities | 2019-10-11 | 2025-11-28 |
| Merrill Lynch Far East Limited | Rep | Type 2 - Dealing in futures contracts | 2010-09-06 | 2014-04-01 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 - Advising on securities | 2010-04-08 | 2014-04-01 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2007-11-01 | 2014-04-01 |
| Merrill Lynch Futures (Hong Kong) Limited | Rep | Type 2 - Dealing in futures contracts | 2007-11-01 | 2010-09-06 |
Worked alongside
The 7 closest colleagues, strongest tie first — individuals licensed at the same firm as Pauline Hor Yan Lau during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Haoyu Li | Susquehanna Hong Kong Limited | 2026–present |
| David Lionel Hood | Susquehanna Hong Kong Limited | 2026–present |
| George Ting Ching Poon | Susquehanna Hong Kong Limited | 2026–present |
| Lun Kong | Susquehanna Hong Kong Limited | 2026–present |
| Xingjian Yin | Susquehanna Hong Kong Limited | 2026–present |
| Han Jong Kil | Susquehanna Hong Kong Limited | 2026–present |
| Robert William Risk | Susquehanna Hong Kong Limited | 2026–present |