Pauline Hor Yan Lau
劉可恩
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Pauline Hor Yan Lau (劉可恩), CE reference APW586. Currently licensed at 1 firm(s): Susquehanna Hong Kong Limited. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Susquehanna Hong Kong Limited | Rep | Type 1 — Dealing in securities | 2026-01-15 | present |
| Susquehanna Hong Kong Limited | Rep | Type 9 — Asset management | 2026-01-15 | present |
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 |
Rep | Type 1 — Dealing in securities | 2019-10-11 | 2025-11-28 |
| Merrill Lynch Far East Limited | Rep | Type 2 — Dealing in futures contracts | 2010-09-06 | 2014-04-01 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 — Advising on securities | 2010-04-08 | 2014-04-01 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 — Dealing in securities | 2007-11-01 | 2014-04-01 |
| Merrill Lynch Futures (Hong Kong) Limited | Rep | Type 2 — Dealing in futures contracts | 2007-11-01 | 2010-09-06 |