Chih-Ching Chen
陳志清
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chih-Ching Chen (陳志清), a licensed Responsible Officer with CE reference AQD360. Currently licensed at 2 firm(s): Suncorp Securities Limited, Suncorp Asset Management Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 16.1 years of SFC licence history. Total licence records on file: 35.
Information
- LinkedIn:
- Email:
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Suncorp Securities Limited 新確證券有限公司 |
RO | Type 1 - Dealing in securities | 2025-12-17 | present |
| Suncorp Asset Management Limited | RO | Type 4 - Advising on securities | 2025-12-17 | present |
| Suncorp Asset Management Limited | RO | Type 9 - Asset management | 2025-12-17 | present |
| Suncorp Securities Limited 新確證券有限公司 |
Rep | Type 1 - Dealing in securities | 2025-12-04 | 2025-12-17 |
| Suncorp Asset Management Limited | Rep | Type 4 - Advising on securities | 2025-12-04 | 2025-12-17 |
| Suncorp Asset Management Limited | Rep | Type 9 - Asset management | 2025-12-04 | 2025-12-17 |
| Wiseview Asset Management Limited 冠誠資產管理有限公司 |
RO | Type 4 - Advising on securities | 2023-02-17 | 2025-09-30 |
| Wiseview Asset Management Limited 冠誠資產管理有限公司 |
RO | Type 9 - Asset management | 2023-02-17 | 2025-09-30 |
| Wan Lung Securities Limited 萬隆證券有限公司 |
RO | Type 1 - Dealing in securities | 2019-11-05 | 2022-08-31 |
| Wan Lung Securities Limited 萬隆證券有限公司 |
RO | Type 4 - Advising on securities | 2019-11-05 | 2022-08-31 |
| Wan Lung Securities Limited 萬隆證券有限公司 |
RO | Type 9 - Asset management | 2019-11-05 | 2022-08-31 |
| Sinostar Securities Limited 華星證券有限公司 |
RO | Type 1 - Dealing in securities | 2019-03-28 | 2019-09-26 |
| Sinostar Asset Management Limited 華星資產管理有限公司 |
RO | Type 4 - Advising on securities | 2019-03-28 | 2019-09-26 |
| Sinostar Asset Management Limited 華星資產管理有限公司 |
RO | Type 9 - Asset management | 2019-03-28 | 2019-09-26 |
| Sinostar Securities Limited 華星證券有限公司 |
Rep | Type 1 - Dealing in securities | 2019-03-18 | 2019-03-28 |
| Sinostar Asset Management Limited 華星資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2019-03-18 | 2019-03-28 |
| Sinostar Asset Management Limited 華星資產管理有限公司 |
Rep | Type 9 - Asset management | 2019-03-18 | 2019-03-28 |
| Simplex Asset Management (HK) Company Limited 先策資產管理(香港)有限公司 |
RO | Type 4 - Advising on securities | 2018-10-26 | 2019-03-01 |
| Simplex Asset Management (HK) Company Limited 先策資產管理(香港)有限公司 |
RO | Type 9 - Asset management | 2018-10-26 | 2019-03-01 |
| Simplex Asset Management (HK) Company Limited 先策資產管理(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2018-08-31 | 2018-10-26 |
| Simplex Asset Management (HK) Company Limited 先策資產管理(香港)有限公司 |
Rep | Type 9 - Asset management | 2018-08-31 | 2018-10-26 |
| Hong Tai Securities Limited 洪泰證券有限公司 |
RO | Type 1 - Dealing in securities | 2017-08-04 | 2018-05-17 |
| Hong Tai Securities Limited 洪泰證券有限公司 |
RO | Type 4 - Advising on securities | 2017-08-04 | 2018-05-17 |
| Hong Tai Securities Limited 洪泰證券有限公司 |
RO | Type 9 - Asset management | 2017-08-04 | 2018-05-17 |
| Guotai Junan Fund Management Limited 國泰君安基金管理有限公司 |
Rep | Type 1 - Dealing in securities | 2015-11-02 | 2016-06-23 |
| Guotai Junan Fund Management Limited 國泰君安基金管理有限公司 |
Rep | Type 4 - Advising on securities | 2015-11-02 | 2016-06-23 |
| Guotai Junan Fund Management Limited 國泰君安基金管理有限公司 |
Rep | Type 9 - Asset management | 2015-11-02 | 2016-06-23 |
| Harvest Global Investments Limited 嘉實國際資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2013-10-22 | 2015-08-31 |
| Harvest Global Investments Limited 嘉實國際資產管理有限公司 |
Rep | Type 9 - Asset management | 2013-10-22 | 2015-08-31 |
| Aisance Asset Management Limited 君達資產管理有限公司 |
Rep | Type 9 - Asset management | 2011-08-23 | 2013-10-16 |
| Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2011-03-29 | 2011-07-29 |
| Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2009-06-17 | 2011-02-25 |
| Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2007-12-14 | 2009-06-07 |
| Core Pacific-Yamaichi Securities (H.K.) Limited 京華山一證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2007-12-14 | 2009-06-07 |
| Core Pacific-Yamaichi Futures (H.K.) Limited 京華山一期貨(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2007-12-14 | 2009-06-07 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Chih-Ching Chen during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.