Stephen Kwok Wai Ho
何國維
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Stephen Kwok Wai Ho (何國維), CE reference AIU803. Currently licensed at 1 firm(s): Sunfund Securities Limited. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Sunfund Securities Limited 東皓證券有限公司 |
Rep | Type 1 — Dealing in securities | 2023-03-06 | present |
| Sunfund Securities Limited 東皓證券有限公司 |
Rep | Type 4 — Advising on securities | 2023-03-06 | present |
| Vantage New Generation Securities Limited 新世代證券有限公司 |
Rep | Type 4 — Advising on securities | 2019-09-03 | 2023-02-15 |
| Vantage New Generation Securities Limited 新世代證券有限公司 |
Rep | Type 1 — Dealing in securities | 2019-05-15 | 2023-02-15 |