Ho Ki Au
歐浩基
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ho Ki Au (歐浩基), CE reference AQG675. Currently licensed at 1 firm(s): Sunhigh Financial Holdings Limited. Total licence records on file: 13.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Sunhigh Financial Holdings Limited 聖衡金融控股有限公司 |
RO | Type 9 — Asset management | 2024-01-18 | present |
| Sunhigh Financial Holdings Limited 聖衡金融控股有限公司 |
RO | Type 1 — Dealing in securities | 2023-05-23 | present |
| Sunhigh Financial Holdings Limited 聖衡金融控股有限公司 |
RO | Type 4 — Advising on securities | 2023-05-23 | present |
| Sunhigh Financial Holdings Limited 聖衡金融控股有限公司 |
Rep | Type 1 — Dealing in securities | 2022-05-03 | 2023-05-23 |
| Sunhigh Financial Holdings Limited 聖衡金融控股有限公司 |
Rep | Type 4 — Advising on securities | 2022-05-03 | 2023-05-23 |
| Sunhigh Financial Holdings Limited 聖衡金融控股有限公司 |
Rep | Type 9 — Asset management | 2022-03-23 | 2024-01-18 |
| Gentleman Capital Limited 紳士資本有限公司 |
Rep | Type 9 — Asset management | 2021-06-03 | 2022-02-28 |
| UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2016-10-25 | 2021-03-25 |
| UOB Kay Hian Futures (Hong Kong) Limited 大華繼顯期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2016-10-25 | 2021-03-25 |
| CES Commodities (HK) Limited 光證期貨（香港）有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2015-06-22 | 2016-10-15 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 |
Rep | Type 1 — Dealing in securities | 2015-03-18 | 2016-10-15 |
| Chief Securities Limited 致富證券有限公司 |
Rep | Type 1 — Dealing in securities | 2010-12-20 | 2013-09-28 |
| OnePlatform Asset Management Limited 環一資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2008-01-14 | 2009-03-25 |