Andy Chin Yung Lau
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Andy Chin Yung Lau (劉展榕), a licensed Responsible Officer with CE reference AGH950. Currently licensed at 1 firm(s): Superactive Financial Group Company Limited. Active regulated activities: Type 4 - Advising on securities; Type 5 - Advising on futures contracts; Type 9 - Asset management. This person has 23.2 years of SFC licence history. Total licence records on file: 18.
Information
- LinkedIn:
- Email:
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Superactive Financial Group Company Limited 先機金融集團有限公司 |
RO | Type 5 - Advising on futures contracts | 2017-09-21 | present |
| Superactive Financial Group Company Limited 先機金融集團有限公司 |
RO | Type 4 - Advising on securities | 2015-06-30 | present |
| Superactive Financial Group Company Limited 先機金融集團有限公司 |
RO | Type 9 - Asset management | 2015-06-30 | present |
| Superactive Financial Group Company Limited 先機金融集團有限公司 |
RO | Type 1 - Dealing in securities | 2018-06-08 | 2020-08-25 |
| Superactive Financial Group Company Limited 先機金融集團有限公司 |
Rep | Type 5 - Advising on futures contracts | 2015-06-30 | 2017-09-21 |
| Integrity Securities Limited 匯誠證券有限公司 |
RO | Type 1 - Dealing in securities | 2013-02-27 | 2015-06-18 |
| Integrity Securities Limited 匯誠證券有限公司 |
Rep | Type 1 - Dealing in securities | 2012-12-21 | 2013-02-27 |
| Core Securities Company Limited (The) 核聚證券有限公司 |
RO | Type 1 - Dealing in securities | 2012-05-07 | 2012-12-13 |
| Core Securities Company Limited (The) 核聚證券有限公司 |
RO | Type 4 - Advising on securities | 2012-05-07 | 2012-12-13 |
| Core Securities Company Limited (The) 核聚證券有限公司 |
Rep | Type 1 - Dealing in securities | 2012-04-13 | 2012-05-07 |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 1 - Dealing in securities | 2011-08-22 | 2012-03-01 |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2011-08-22 | 2012-03-01 |
| Get Nice Futures Company Limited 結好期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2007-02-09 | 2011-08-18 |
| Get Nice Securities Limited 結好證券有限公司 |
Rep | Type 1 - Dealing in securities | 2005-06-01 | 2011-08-18 |
| Great Bay Securities Limited 大灣區深港證券有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2005-05-31 |
| Great Bay Securities Limited 大灣區深港證券有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2004-02-06 |
| Great Bay Securities Limited 大灣區深港證券有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2004-02-06 |
| Great Bay Securities Limited 大灣區深港證券有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2004-02-06 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Andy Chin Yung Lau during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.