Elsie Oi Sze Chan
陳愛詩
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Elsie Oi Sze Chan (陳愛詩), CE reference AJG217. Currently licensed at 1 firm(s): T. Rowe Price Hong Kong Limited. Total licence records on file: 13.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| T. Rowe Price Hong Kong Limited 普徠仕香港有限公司 |
RO | Type 1 — Dealing in securities | 2015-10-28 | present |
| T. Rowe Price Hong Kong Limited 普徠仕香港有限公司 |
RO | Type 4 — Advising on securities | 2015-10-28 | present |
| T. Rowe Price Hong Kong Limited 普徠仕香港有限公司 |
Rep | Type 1 — Dealing in securities | 2015-09-29 | 2015-10-28 |
| T. Rowe Price Hong Kong Limited 普徠仕香港有限公司 |
Rep | Type 4 — Advising on securities | 2015-09-29 | 2015-10-28 |
| T. Rowe Price Hong Kong Limited 普徠仕香港有限公司 |
Rep | Type 9 — Asset management | 2015-09-29 | 2021-09-24 |
| UBS Asset Management (Hong Kong) Limited | RO | Type 1 — Dealing in securities | 2012-09-12 | 2015-07-18 |
| UBS Asset Management (Hong Kong) Limited | RO | Type 4 — Advising on securities | 2012-09-12 | 2015-07-18 |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2006-07-28 | 2012-09-12 |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 9 — Asset management | 2006-07-28 | 2015-07-18 |
| BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED 法國巴黎資產管理亞洲有限公司 |
Rep | Type 9 — Asset management | 2005-05-04 | 2006-06-02 |
| BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED 法國巴黎資產管理亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2004-11-24 | 2006-06-02 |
| BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED 法國巴黎資產管理亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2004-11-24 | 2006-06-02 |
| Allianz Global Investors Hong Kong Limited | Rep | Type 4 — Advising on securities | 2003-11-14 | 2004-11-23 |