Norman Shun Ho Yu
余信晧
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Norman Shun Ho Yu (余信晧), CE reference AAB450. Currently licensed at 1 firm(s): Success Securities Limited. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Success Securities Limited 實德證券有限公司 |
Rep | Type 1 — Dealing in securities | 2017-03-13 | present |
| CVP Securities Limited 星火證券有限公司 |
Rep | Type 1 — Dealing in securities | 2004-12-08 | 2017-03-11 |
| Lai Po Hung & Company Limited 黎寶鴻證券有限公司 |
Rep | Type 1 — Dealing in securities | present | 2004-11-30 |
| Lai Po Hung & Company Limited 黎寶鴻證券有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-01-19 |
| Lai Po Hung & Company Limited 黎寶鴻證券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-01-19 |
| Lai Po Hung & Company Limited 黎寶鴻證券有限公司 |
Rep | Type 9 — Asset management | present | 2004-01-19 |