Hong Kong SFC Licensed Individuals Directory
A crawlable directory of Representatives, Responsible Officers and historical individual licensees in the Hong Kong SFC public register.
Wing Lun Kwok
CE AND706 - active, WRise Prestige Securities Limited
Ka Wai (SFC:BDM257) Lam
CE BDM257 - active, WRise Prestige Securities Limited
Martin Kam Wai Yiu
CE ALL047 - active, WRise Prestige Securities Limited
Hoo Lun Au
CE BVL857 - active, WRise Prestige Securities Limited
Lai Ying Chan
CE BWY523 - active, WRise Prestige Securities Limited
Tai Pang Chan
CE AIR229 - active, WRise Prestige Securities Limited
Wan Sze Chan
CE BVT543 - active, WRise Prestige Securities Limited
Baoru Chen
CE BWL882 - active, WRise Prestige Securities Limited
Chi Chung Cheng
CE AMH705 - active, WRise Prestige Securities Limited
Kwok Ching Cheng
CE BSQ648 - active, WRise Prestige Securities Limited
Wan Yi Cheng
CE BRW502 - active, WRise Prestige Securities Limited
Siu Ting (SFC:BRO404) Cheung
CE BRO404 - active, WRise Prestige Securities Limited
Sik Hang Chow
CE BTB463 - active, WRise Prestige Securities Limited
Yee Ning Chow
CE BXE297 - active, WRise Prestige Securities Limited
Ching Yee (SFC:BOX078) Chu
CE BOX078 - active, WRise Prestige Securities Limited
Edwin Chun Yin Chung
CE BJS020 - active, WRise Prestige Securities Limited
Man Hei Chung
CE BUV046 - active, WRise Prestige Securities Limited
Lu da
CE BML988 - active, WRise Prestige Securities Limited
Xian Fang
CE BUS981 - ceased
Kam Wah Fong
CE AOG701 - active, WRise Prestige Asset Management Limited
Wing Hang (SFC:AZL832) Ho
CE AZL832 - active, WRise Prestige Asset Management Limited
Patrick Chung Ho Hui
CE AIU425 - active, WRise Prestige Asset Management Limited
Ho Lam Hui
CE BWY520 - active, WRise Prestige Securities Limited
Chun Yu Hung
CE BIG362 - active, WRise Prestige Securities Limited
Ho Sing Lau
CE BPE466 - active, WRise Prestige Securities Limited
Nga Lui Lau
CE BVZ840 - active, WRise Prestige Securities Limited
Wing Han April Lau
CE BXA940 - active, WRise Prestige Securities Limited
Yi Chung Lau
CE BOM564 - active, WRise Prestige Securities Limited
Addison Chun Hin Law
CE BJP854 - active, WRise Prestige Securities Limited
Pui Lam (SFC:BTT139) Lee
CE BTT139 - active, WRise Prestige Securities Limited
Sui Fan Lee
CE BXF158 - active, WRise Prestige Securities Limited
Chun Hei Leung
CE BVU641 - active, WRise Prestige Securities Limited
Hugo Man Him Leung
CE AXG743 - active, WRise Prestige Securities Limited
Nga Ying Leung
CE BRI306 - active, WRise Wealth Management (Hong Kong) Limited
Man Chun Nicholas Li
CE BVV909 - active, WRise Prestige Securities Limited
Qiqing Li
CE BPY020 - ceased
Yiqun Li
CE BTC725 - active, WRise Prestige Securities Limited
Hui (SFC:BWX573) Lin
CE BWX573 - active, WRise Prestige Securities Limited
Tai Hung Liu
CE AIU530 - active, WRise Prestige Securities Limited
Mei Chi Lui
CE ANW400 - active, WRise Prestige Securities Limited
Wing Sze Luk
CE BWF556 - active, WRise Prestige Securities Limited
Yingyi (SFC:BRG097) Mai
CE BRG097 - active, WRise Prestige Securities Limited
Hiu Ching Ng
CE BKS840 - active, WRise Prestige Asset Management Limited
Kam Yu Ng
CE BFO401 - active, WRise Prestige Securities Limited
Kimberly Ng
CE BXF941 - active, WRise Prestige Asset Management Limited
Pui Chi Ng
CE BVQ845 - active, WRise Prestige Securities Limited
Siu Wai (SFC:BUF941) Ng
CE BUF941 - active, WRise Prestige Securities Limited
Wing Kei Shek
CE BAC230 - active, WRise Prestige Securities Limited
Kevin (SFC:BRZ717) Siu
CE BRZ717 - active, WRise Prestige Securities Limited
Sze Ying Siu
CE BUX185 - active, WRise Prestige Securities Limited
Yuen Wah Siu
CE BWW522 - active, WRise Prestige Securities Limited
Ching Sau Tam
CE ATC204 - active, WRise Prestige Securities Limited
Yam Ming Tam
CE BVN104 - active, WRise Prestige Securities Limited
Sammy Kong Man Ting
CE ANR805 - active, WRise Prestige Securities Limited
Yin Fiona Toa
CE BWI163 - active, WRise Prestige Securities Limited
Kwok Hang Tse
CE AOW770 - active, WRise Prestige Securities Limited
Man Ho Tse
CE BXC756 - active, WRise Prestige Securities Limited
Lai Hung Tsoi
CE ALI737 - active, WRise Prestige Securities Limited
Pui Shan Wan
CE BRW866 - active, WRise Prestige Securities Limited
Tsz Chun Wan
CE AQD960 - active, WRise Prestige Asset Management Limited
Chun Fai Wong
CE BWY626 - active, WRise Prestige Securities Limited
Rex Chun Wong
CE BRG047 - active, WRise Prestige Securities Limited
Wai Shan (SFC:ANG480) Wong
CE ANG480 - active, WRise Prestige Securities Limited
Wai Yip (SFC:BWY887) Wong
CE BWY887 - active, WRise Prestige Securities Limited
Yaoming Ye
CE BWM034 - active, WRise Prestige Securities Limited
Kai Chi Yeung
CE BXE260 - active, WRise Prestige Securities Limited
Kai Tsun Yuen
CE BJM120 - active, WRise Prestige Securities Limited
Sum Yi Yum
CE BOM627 - ceased
Chun Yin Yung
CE BVS594 - active, WRise Prestige Securities Limited
Changyu Zhou
CE BWQ750 - active, WRise Prestige Securities Limited
Zihan (SFC:BWY521) Zhu
CE BWY521 - active, WRise Prestige Securities Limited
Lai Ming (SFC:AIX575) Chan
CE AIX575 - active, WRise Prestige Securities Limited
Oi Ming Chan
CE ANK967 - active, WRise Prestige Securities Limited
Tsui Lan Chan
CE BPE985 - active, WRise Prestige Securities Limited
Boris Yip Wai Chan
CE BBW240 - active, WRise Prestige Securities Limited
Wilson Yui Sang Chan
CE ASF026 - active, WRise Prestige Securities Limited
Wan Ming Chiu
CE AIR587 - active, WRise Prestige Securities Limited
Coey Ho Yin Choi
CE BHL667 - active, WRise Prestige Securities Limited
Kam Wing Chum
CE BEF686 - active, WRise Prestige Securities Limited
Chung Man Chung
CE AON591 - active, WRise Prestige Securities Limited
James Ho Bong Chung
CE BBG428 - active, WRise Prestige Securities Limited
Jiaxin Deng
CE BUX818 - active, WRise Prestige Securities Limited
Kar Kin Dou
CE AML176 - active, WRise Prestige Securities Limited
Ka Ki Fung
CE AOK814 - active, WRise Prestige Securities Limited
Man Yee Fung
CE BRV727 - active, WRise Prestige Securities Limited
Suet Ying Ho
CE BON560 - active, WRise Prestige Securities Limited
Suet Yiu Ho
CE BQE698 - active, WRise Prestige Securities Limited
Ying Kit Hui
CE AKI439 - active, WRise Prestige Securities Limited
Lai Man Kong
CE BQC649 - active, WRise Prestige Securities Limited
Shuk Fan Lai
CE BLB021 - active, WRise Prestige Securities Limited
Ka Ling Lam
CE APY696 - active, WRise Prestige Securities Limited
Edward Wing Chuen Lam
CE AHN072 - active, WRise Prestige Securities Limited
Katherine Ka Yee Law
CE BDM082 - active, WRise Prestige Securities Limited
Yee Wan Leung
CE AIH412 - active, WRise Prestige Securities Limited
Wing Cheuk Li
CE BQM921 - active, WRise Prestige Securities Limited
Yin Man Vincent Li
CE BVD428 - active, WRise Prestige Securities Limited
Shipin Lin
CE BUH935 - active, WRise Prestige Securities Limited
Nelson Tai Yue Lo
CE BQC447 - active, WRise Prestige Securities Limited
Ka Kee Lui
CE BPS602 - active, WRise Prestige Securities Limited
Kam Kwan Ng
CE ATR618 - active, WRise Prestige Securities Limited
Tak Wai Ng
CE AXH910 - active, WRise Prestige Securities Limited
Christian Yat Wah Ng
CE BRF991 - active, WRise Prestige Securities Limited
Mei Fong Oong
CE BCU767 - active, WRise Prestige Securities Limited
Joisse Siu Han Pun
CE AOQ594 - active, WRise Prestige Securities Limited
Kin Hang Shin
CE ALL172 - active, WRise Prestige Securities Limited
Chi Pun So
CE AOC941 - active, WRise Prestige Securities Limited
Ka Ho So
CE BQV873 - active, WRise Prestige Securities Limited
Yuk Ting Sung
CE BQT880 - active, WRise Prestige Securities Limited
Ka Fung Ting
CE ALO576 - active, WRise Prestige Securities Limited
Kenny Kwok Lam Wan
CE APG900 - active, WRise Prestige Securities Limited
Chun Ming (SFC:ANM080) Wong
CE ANM080 - active, WRise Prestige Securities Limited
Ming Wai (SFC:ASX096) Wong
CE ASX096 - active, WRise Prestige Securities Limited
Tracy Yuen Kwan Wong
CE ASF018 - active, WRise Prestige Securities Limited
Pui Ho Yuen
CE BOU260 - active, WRise Prestige Securities Limited
Long (SFC:BAK384) Zhang
CE BAK384 - active, WRise Prestige Securities Limited
Ka Ho Kwok
CE BSR216 - active, WRise Wealth Management (Hong Kong) Limited
Junyao Liang
CE BQI440 - active, WRise Wealth Management (Hong Kong) Limited
Kar Kin Poon
CE BWR135 - active, WRise Wealth Management (Hong Kong) Limited
Di (SFC:BSD691) Zhang
CE BSD691 - active, WRise Wealth Management (Hong Kong) Limited
Binqian Cheng
CE BTG714 - active, WRise Wealth Management (Hong Kong) Limited
Tsz Yan Cheng
CE BTF063 - active, WRise Wealth Management (Hong Kong) Limited
Suk Yan Chow
CE BOO197 - ceased
Jinyi Lin
CE BXH628 - active, WRise Wealth Management (Hong Kong) Limited
Albertus Edward Wiratama
CE BUL104 - ceased
Emily Man-Ching Wong
CE AGN956 - active, WRise Wealth Management (Hong Kong) Limited
Peilin Yang
CE BVX179 - active, WRise Wealth Management (Hong Kong) Limited
Siyan Yuan
CE BTU273 - active, WRise Wealth Management (Hong Kong) Limited
Xiaoyue Zhang
CE BVF704 - active, WRise Wealth Management (Hong Kong) Limited
Yifang Zhang
CE BVW796 - active, WRise Wealth Management (Hong Kong) Limited
Xiqian Zhao
CE BVN056 - active, WRise Wealth Management (Hong Kong) Limited
Shangen Tang
CE BUC795 - active, WT Asset Management Limited
Tongshu Wang
CE BLR913 - active, WT Asset Management Limited
Jie Ge
CE BPH859 - active, WT Asset Management Limited
Xiaolong Wang
CE BVV097 - active, WT Asset Management Limited
Fai Yeung Wong
CE BQW998 - active, WT Asset Management Limited
Hao Ye
CE BWR100 - active, WT Asset Management Limited
Ka Ho (SFC:AXX645) Wong
CE AXX645 - active, Wan Lung Securities Limited
Chung Wai Yam
CE BIV276 - active, Wan Lung Securities Limited
Yang (SFC:BOD322) Li
CE BOD322 - active, Wan Lung Securities Limited
Kwan Ho Tam
CE BXE727 - active, Wang On Asset Management Limited
Qiaosong Liu
CE BDO168 - active, Wanhai Securities (HK) Limited
Qi (SFC:BHB949) Wang
CE BHB949 - active, Wanhai Securities (HK) Limited
Tsz Kin (SFC:AWW089) Yeung
CE AWW089 - active, Wanhai Securities (HK) Limited
Yan (SFC:BVH061) Hu
CE BVH061 - ceased
Jianren Jin
CE BLH272 - active, Wanhai Securities (HK) Limited
Xiaoting Li
CE BVL188 - active, Wanhai Securities (HK) Limited
Xiao Luo
CE BTQ849 - active, Wanhai Securities (HK) Limited
You Sha
CE BVQ504 - active, Wanhai Securities (HK) Limited
Wai Kwan (SFC:BOZ993) Wong
CE BOZ993 - active, Wanhai Securities (HK) Limited
Pierre-Andre Jacques Ferriere
CE AUN705 - active, WaterValley Capital Management (HK) Limited
Liqun Zhang
CE ATB974 - active, WaterValley Capital Management (HK) Limited
Haofan Feng
CE BRX350 - active, WaterValley Capital Management (HK) Limited
He Lin Leng
CE BVH277 - ceased
Wei Ye Tang
CE AZL843 - active, WaterValley Capital Management (HK) Limited
Franco Chun On Chu
CE ANW442 - active, Waton Securities International Limited
Wing Ho Lau
CE AJN820 - active, Waton Securities International Limited
Lijia Liu
CE AZT570 - active, Waton Securities International Limited
Lin (SFC:BWF499) Zheng
CE BWF499 - active, Waton Securities International Limited
Mengying Deng
CE BUS654 - active, Waton Securities International Limited
Xianghan Dong
CE BUY415 - active, Waton Securities International Limited
Yuan (SFC:BSI522) Hu
CE BSI522 - active, Waton Securities International Limited
Hao (SFC:BEO788) Shen
CE BEO788 - active, Waton Securities International Limited
Kaotong Su
CE BWY668 - active, Waton Securities International Limited
Wai Tat Kong
CE AOB431 - active, Wave Riders Investment Management Limited
Chi Ming Mok
CE AAF129 - active, Wave Riders Investment Management Limited
Fan (SFC:AWE514) Zhang
CE AWE514 - active, WeShare Asset Management Limited
Weigang Fu
CE BOU458 - active, WeShare Asset Management Limited
Mingxuan Han
CE BXE217 - active, WeShare Asset Management Limited
Hoi Kay Wong
CE AXK443 - ceased
Gabriel Ronald Yeung
CE AWT373 - active, Wealth Legend Asset Management Limited
Wai Chung (SFC:APV528) Lee
CE APV528 - active, Wealth Link Securities Limited
I Man Lo
CE BBK664 - active, Wealth Link Securities Limited
Mei Wah Tse
CE BQT337 - active, Wealth Link Securities Limited
Hiu Fung (SFC:AJH484) Lau
CE AJH484 - active, Wealth Management Cube Limited
Kam Wah Lui
CE BMO744 - active, Wealth Management Cube Limited
Sai Tong Ng
CE BBA043 - active, Wellchamp Capital Limited
Chi Keung Sit
CE ACG314 - active, Wellchamp Capital Limited
Bohan Yang
CE AWH555 - active, Wealth Management Cube Limited
William Scott McNeice
CE BHV418 - active, Wealth Management Group Limited
David Wayne Wilkinson
CE ABZ070 - active, Wealth Management Group Limited
Neil Laurence Thomas
CE ALS139 - active, Wealth Management Group Limited
Bin (SFC:BGT073) He
CE BGT073 - active, WealthMate Asset Management Limited
Zhan (SFC:BUM576) Li
CE BUM576 - active, WealthMate Asset Management Limited
Wan Li Lu
CE AVJ696 - active, WealthQuay Asset Management Limited
Dong (SFC:APR493) Yang
CE APR493 - active, WealthQuay Asset Management Limited
Can (SFC:BVI603) Li
CE BVI603 - active, WealthQuay Asset Management Limited
Jing (SFC:BTT072) He
CE BTT072 - active, Wegoing Asset Management Limited
Huadan Zhou
CE BUX321 - active, Wegoing Asset Management Limited
Ka Ming (SFC:BAK267) Chan
CE BAK267 - active, Wei Da Asset Management Limited
Tak Ming Mok
CE AAD913 - active, Wei Da Asset Management Limited
Kwok Kei Chan
CE ARG539 - active, Well Link International Securities Limited
Jack Chun Kit Ning
CE AVN462 - active, Well Link International Securities Limited
Ying Chiu Chan
CE ARO272 - active, Well Link International Securities Limited
Chi Pang Tse
CE BSE408 - active, Well Link International Securities Limited
Rongchao Zhan
CE BTF345 - active, Well Link International Securities Limited
Ying Wah Tsim
CE AWD580 - active, Well Link Securities Limited
Ho Fung Cheng
CE BXJ375 - active, Well Link Securities Limited
Wenxiang Du
CE BXC472 - active, Well Link Securities Limited
Fredson Thayer Bowers
CE ABF066 - active, Wellchamp Capital Limited
Angus Ronald Yan Tak Cheng
CE ACE598 - active, Wellchamp Capital Limited
Tit Shan Pun
CE ABR234 - active, Wellchamp Capital Limited
Shane Vivian Julian Stuart
CE ADR450 - active, Wellchamp Capital Limited
Stephen James Sigmon Stuart
CE ADT847 - active, Wellchamp Capital Limited
Yufei (SFC:BGZ968) Wang
CE BGZ968 - active, Wellchamp Capital Limited
Joshua Michael Berger
CE BWV147 - active, Wellington Management Hong Kong Limited
Jae Won Chang
CE BDC792 - active, Wellington Management Hong Kong Limited
Philip Fei Fei Fan
CE BGJ235 - active, Wellington Management Hong Kong Limited
Ming Kei Hui
CE ANR562 - active, Wellington Management Hong Kong Limited
Ping Kwok
CE ADO003 - active, Wellington Management Hong Kong Limited
Janet Anandhi Perumal
CE BDH781 - active, Wellington Management Hong Kong Limited
Cedric Roger Armand Jean-Yves Pouillart
CE BAU771 - active, Wellington Management Hong Kong Limited
Steven Carl Angeli
CE BGV075 - active, Wellington Management Hong Kong Limited
Edward Bolles Baldini
CE BJG641 - active, Wellington Management Hong Kong Limited
Philip Andrew Brooks
CE ALJ927 - active, Wellington Management Hong Kong Limited
Jeremy Hemantha Butterworth
CE BTM501 - active, Wellington Management Hong Kong Limited
Alexander Royston Chambers
CE BCG384 - active, Wellington Management Hong Kong Limited
Ben Chen
CE ANT254 - active, Wellington Management Hong Kong Limited
Ziyun Chen
CE BTT856 - active, Wellington Management Hong Kong Limited
Nok Chi Cheng
CE BSS401 - active, Wellington Management Hong Kong Limited
Fuk Shing Cheung
CE BHD205 - active, Wellington Management Hong Kong Limited
Wing Kui Cheung
CE BTF441 - active, Wellington Management Hong Kong Limited
Samuel Oscar Cox
CE BWG036 - active, Wellington Management Hong Kong Limited
Charles Patrick Vesey Crichton
CE BUT379 - active, Wellington Management Hong Kong Limited
Junxiang Cui
CE BGD424 - active, Wellington Management Hong Kong Limited
Xiaowen Dai
CE BUV612 - active, Wellington Management Hong Kong Limited
Ross Peter Dilkes
CE ASH948 - active, Wellington Management Hong Kong Limited
Daire Timothy Dunne
CE BDN111 - active, Wellington Management Hong Kong Limited
Connor FitzGerald
CE BVB726 - active, Wellington Management Hong Kong Limited
Robert Campe Goodman III
CE BNO751 - active, Wellington Management Hong Kong Limited
Stephen Alexander Gorman
CE BWV716 - active, Wellington Management Hong Kong Limited
Yue (SFC:BVX193) Guo
CE BVX193 - active, Wellington Management Hong Kong Limited
Simon Charles Henry
CE BDN112 - active, Wellington Management Hong Kong Limited
Winnie Wai Yee Ho
CE AFD506 - ceased
Ehab Hosny
CE BWS088 - active, Wellington Management Hong Kong Limited
Qin Huang
CE BWH848 - active, Wellington Management Hong Kong Limited
Cheuk Ting Hung
CE BPM600 - active, Wellington Management Hong Kong Limited
Roberto Jose Isch
CE BUS793 - active, Wellington Management Hong Kong Limited
Davina Vijitha Joseph
CE BTT898 - active, Wellington Management Hong Kong Limited
Takuma Kamimura
CE BWR343 - active, Wellington Management Hong Kong Limited
Vasuki Kaushik
CE BUK297 - active, Wellington Management Hong Kong Limited
Boris Xavier Marie Kergall
CE BUV381 - active, Wellington Management Hong Kong Limited
Beum Joo Kim
CE BMS502 - active, Wellington Management Hong Kong Limited
Jee Won Kim
CE BMH726 - active, Wellington Management Hong Kong Limited
Soonki Kook
CE BEB072 - active, Wellington Management Hong Kong Limited
Jason Kwah
CE BRZ584 - active, Wellington Management Hong Kong Limited
Ting Gee Kwan
CE AUR559 - active, Wellington Management Hong Kong Limited
Felix Ka Fung Lau
CE BVL615 - active, Wellington Management Hong Kong Limited
Desmond Wing Sin Lee
CE AMX783 - active, Wellington Management Hong Kong Limited
Ken Ning Li
CE AUE960 - active, Wellington Management Hong Kong Limited
Philip Yee Lap Li
CE AJF874 - active, Wellington Management Hong Kong Limited