See Man Simon Poon
潘士文
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for See Man Simon Poon (潘士文), a licensed Responsible Officer with CE reference BOE367. Currently licensed at 1 firm(s): Sumitomo Mitsui Trust (Hong Kong) Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Sumitomo Mitsui Trust (Hong Kong) Limited 三井住友信託(香港)有限公司 |
RO | Type 1 - Dealing in securities | 2023-09-27 | present |
| Sumitomo Mitsui Trust (Hong Kong) Limited 三井住友信託(香港)有限公司 |
RO | Type 4 - Advising on securities | 2023-09-27 | present |
| Sumitomo Mitsui Trust (Hong Kong) Limited 三井住友信託(香港)有限公司 |
RO | Type 9 - Asset management | 2023-09-27 | present |
| Sumitomo Mitsui Trust (Hong Kong) Limited 三井住友信託(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2019-04-15 | 2023-09-27 |
| Sumitomo Mitsui Trust (Hong Kong) Limited 三井住友信託(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2019-04-15 | 2023-09-27 |
| Sumitomo Mitsui Trust (Hong Kong) Limited 三井住友信託(香港)有限公司 |
Rep | Type 9 - Asset management | 2019-04-15 | 2023-09-27 |