Daniel Pun
潘達賢
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Daniel Pun (潘達賢), CE reference ARQ681. Currently licensed at 1 firm(s): Substance Asset Management Limited. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Substance Asset Management Limited 元實資產管理有限公司 |
RO | Type 4 — Advising on securities | 2022-04-19 | present |
| Substance Asset Management Limited 元實資產管理有限公司 |
RO | Type 9 — Asset management | 2022-04-19 | present |
| Substance Capital (HK) Limited 元實資本有限公司 |
RO | Type 1 — Dealing in securities | 2018-07-20 | 2021-07-07 |
| Substance Capital (HK) Limited 元實資本有限公司 |
RO | Type 4 — Advising on securities | 2018-07-20 | 2022-09-28 |
| Substance Capital (HK) Limited 元實資本有限公司 |
RO | Type 9 — Asset management | 2018-07-20 | 2022-09-28 |
| Substance Capital (HK) Limited 元實資本有限公司 |
Rep | Type 1 — Dealing in securities | 2018-02-01 | 2018-07-20 |
| Substance Capital (HK) Limited 元實資本有限公司 |
Rep | Type 4 — Advising on securities | 2018-02-01 | 2018-07-20 |
| Substance Capital (HK) Limited 元實資本有限公司 |
Rep | Type 9 — Asset management | 2018-02-01 | 2018-07-20 |
| Aspen Hill Partners (Hong Kong) Limited |
Rep | Type 4 — Advising on securities | 2008-10-23 | 2018-01-31 |
| Aspen Hill Partners (Hong Kong) Limited |
Rep | Type 9 — Asset management | 2008-10-23 | 2018-01-31 |