Xinyun Fan
范心云
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Xinyun Fan (范心云), CE reference BNE419. Currently licensed at 1 firm(s): StormHarbour Securities (Hong Kong) Limited. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| StormHarbour Securities (Hong Kong) Limited 思博資本(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2019-05-31 | present |
| StormHarbour Securities (Hong Kong) Limited 思博資本(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2019-05-10 | present |
| StormHarbour Securities (Hong Kong) Limited 思博資本(香港)有限公司 |
Rep | Type 9 — Asset management | 2019-05-10 | present |
| LERTHAI Asset Management Limited 勒泰資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2018-10-24 | 2019-03-06 |
| LERTHAI Asset Management Limited 勒泰資產管理有限公司 |
Rep | Type 9 — Asset management | 2018-10-24 | 2019-03-06 |