Ka Ki Au
區嘉棋
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ka Ki Au (區嘉棋), CE reference AWW584. Currently licensed at 1 firm(s): Sucden Financial (HK) Limited. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Sucden Financial (HK) Limited 蘇克敦金融(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2017-03-06 | present |
| Sucden Financial (HK) Limited 蘇克敦金融(香港)有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | 2017-03-28 | 2022-09-20 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2015-06-12 | 2015-09-25 |
| SG Asset Finance (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2011-03-01 | 2015-06-11 |
| Newedge Broker Hong Kong Limited 新際經紀香港有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2011-03-01 | 2015-06-11 |
| SG Asset Finance (Hong Kong) Limited | Rep | Type 2 — Dealing in futures contracts | 2011-03-01 | 2015-06-11 |