Tetsuya Tabata
田端哲也
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tetsuya Tabata (田端哲也), CE reference BBZ941. Currently licensed at 1 firm(s): Sumitomo Mitsui Trust (Hong Kong) Limited. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Sumitomo Mitsui Trust (Hong Kong) Limited 三井住友信託(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2022-06-10 | present |
| Sumitomo Mitsui Trust (Hong Kong) Limited 三井住友信託(香港)有限公司 |
RO | Type 4 — Advising on securities | 2022-06-10 | present |
| Sumitomo Mitsui Trust (Hong Kong) Limited 三井住友信託(香港)有限公司 |
RO | Type 9 — Asset management | 2022-06-10 | present |
| Sumitomo Mitsui Trust (Hong Kong) Limited 三井住友信託(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2014-01-07 | 2019-09-27 |
| Sumitomo Mitsui Trust (Hong Kong) Limited 三井住友信託(香港)有限公司 |
RO | Type 4 — Advising on securities | 2014-01-07 | 2019-09-27 |
| Sumitomo Mitsui Trust (Hong Kong) Limited 三井住友信託(香港)有限公司 |
RO | Type 9 — Asset management | 2014-01-07 | 2019-09-27 |