Christine Po Kwan To
陶葆筠
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Christine Po Kwan To (陶葆筠), a licensed Responsible Officer with CE reference ACR953. Currently licensed at 1 firm(s): T. Rowe Price Hong Kong Limited. Active regulated activities: Type 1 - Dealing in securities; Type 2 - Dealing in futures contracts; Type 9 - Asset management. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| T. Rowe Price Hong Kong Limited 普徠仕香港有限公司 |
RO | Type 2 - Dealing in futures contracts | 2016-06-28 | present |
| T. Rowe Price Hong Kong Limited 普徠仕香港有限公司 |
RO | Type 1 - Dealing in securities | 2012-03-08 | present |
| T. Rowe Price Hong Kong Limited 普徠仕香港有限公司 |
RO | Type 9 - Asset management | 2010-12-21 | present |
| T. Rowe Price Hong Kong Limited 普徠仕香港有限公司 |
RO | Type 4 - Advising on securities | 2010-12-21 | 2022-09-26 |
| T. Rowe Price International, Inc. | RO | Type 4 - Advising on securities | 2006-06-28 | 2010-12-31 |
| T. Rowe Price International, Inc. | RO | Type 9 - Asset management | 2006-06-28 | 2010-12-31 |
| T. Rowe Price International, Inc. | Rep | Type 4 - Advising on securities | present | 2006-06-28 |
| T. Rowe Price International, Inc. | Rep | Type 6 - Advising on corporate finance | present | 2004-10-13 |
| T. Rowe Price International, Inc. | Rep | Type 9 - Asset management | present | 2006-06-28 |