James Man Him Chung
鍾文謙
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for James Man Him Chung (鍾文謙), CE reference ANK917. Currently licensed at 1 firm(s): Surich Asset Management Limited. Total licence records on file: 18.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Surich Asset Management Limited 順裕資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2024-11-04 | present |
| Surich Asset Management Limited 順裕資產管理有限公司 |
Rep | Type 9 — Asset management | 2024-11-04 | present |
| Winbull Securities International (Hong Kong) Limited 盈寶證券國際(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2023-08-28 | 2024-08-29 |
| Winbull Securities International (Hong Kong) Limited 盈寶證券國際(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2023-08-28 | 2024-08-29 |
| Wealth Link Securities Limited 富滙證券有限公司 |
Rep | Type 1 — Dealing in securities | 2023-08-14 | 2023-08-15 |
| Wealth Link Securities Limited 富滙證券有限公司 |
Rep | Type 4 — Advising on securities | 2023-08-14 | 2023-08-15 |
| Wealth Link Securities Limited 富滙證券有限公司 |
RO | Type 1 — Dealing in securities | 2021-07-05 | 2023-08-14 |
| Wealth Link Securities Limited 富滙證券有限公司 |
RO | Type 4 — Advising on securities | 2021-07-05 | 2023-08-14 |
| Great Bay Securities Limited 大灣區深港證券有限公司 |
Rep | Type 1 — Dealing in securities | 2020-11-03 | 2021-06-24 |
| Great Bay Securities Limited 大灣區深港證券有限公司 |
Rep | Type 4 — Advising on securities | 2020-10-20 | 2021-06-24 |
| Bucephalus Research Partnership Limited | RO | Type 4 — Advising on securities | 2019-05-16 | 2020-10-01 |
| Wealth Link Securities Limited 富滙證券有限公司 |
RO | Type 1 — Dealing in securities | 2017-01-19 | 2019-05-14 |
| Wealth Link Securities Limited 富滙證券有限公司 |
RO | Type 4 — Advising on securities | 2017-01-19 | 2019-05-14 |
| Wealth Link Securities Limited 富滙證券有限公司 |
Rep | Type 1 — Dealing in securities | 2016-07-21 | 2017-01-19 |
| OCBC Futures Investment (Hong Kong) Limited 華僑期貨投資(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2013-10-15 | 2016-07-11 |
| OCBC Securities Brokerage (Hong Kong) Limited 華僑證券經紀(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2008-01-24 | 2016-07-11 |
| Emperor Securities Limited 英皇證券有限公司 |
Rep | Type 1 — Dealing in securities | 2007-05-22 | 2007-12-20 |
| Emperor International Exchange (Hong Kong) Company Limited 英皇金融集團(香港)有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | 2006-06-26 | 2007-12-20 |