Hong Kong SFC Licensed Individuals Directory
A crawlable directory of Representatives, Responsible Officers and historical individual licensees in the Hong Kong SFC public register.
Chenjie Zhu
CE BRZ138 - active, Morgan Stanley Asia Limited
Kexin (SFC:BRP880) Zhu
CE BRP880 - active, Morgan Stanley Asia Limited
Yiming Zhu
CE BWV329 - active, Morgan Stanley Asia Limited
Yin (SFC:BLO978) Zhu
CE BLO978 - active, Morgan Stanley Asia Limited
Jing (SFC:AXR834) Zou
CE AXR834 - active, Morgan Stanley Asia Limited
Luoyi Zou
CE BQI638 - active, Morgan Stanley Asia Limited
Yun (SFC:BCC083) Zou
CE BCC083 - active, Morgan Stanley Asia Limited
Man Kwong Ng
CE AKY199 - active, Morris Zender Fund Management Limited
Moon Sim Kuen Tse
CE AKY538 - active, Morris Zender Fund Management Limited
Man Yuen Chan
CE APX122 - active, Motto Global Asset Management Limited
Xiaona Ma
CE AXA085 - active, Motto Global Asset Management Limited
Lai Yung Chung
CE AGM626 - active, Mouette Securities Company Limited
Tsan Pui Liu
CE ATX291 - active, Mouette Securities Company Limited
Yin Cheung Sze
CE AJC709 - active, Mouette Securities Company Limited
Kin Ling Tsui
CE AVY267 - active, Mouette Securities Company Limited
Paul Chi On Au
CE ALZ783 - active, Mouette Securities Company Limited
Gordon Cheuk Lun Chan
CE ATY328 - active, Mouette Securities Company Limited
Ping Kuen Chan
CE ACC495 - active, Mouette Securities Company Limited
Brandon Cheung
CE ARV903 - active, Mouette Securities Company Limited
Kwong Chu Chiang
CE ABI259 - active, Mouette Securities Company Limited
Yiu Man Chiang
CE BSY962 - active, Mouette Securities Company Limited
Pius Wai Hing Iu
CE AVC009 - active, Mouette Securities Company Limited
Wai Hung (SFC:AQN838) Leung
CE AQN838 - active, Mouette Securities Company Limited
Huihong (SFC:BXL233) Li
CE BXL233 - active, Mouette Securities Company Limited
Jiyue Zhu
CE BVO405 - active, Mouette Securities Company Limited
Guihao Zhuang
CE BWV229 - active, Mouette Securities Company Limited
Man Yu Cheung
CE ADV638 - active, N Plus Capital Limited
Qiuyun Huang
CE BOL017 - active, N Plus Capital Limited
Yixuan (SFC:BOQ982) Zhao
CE BOQ982 - active, N Plus Capital Limited
Xionghui Guo
CE BUE013 - active, NEXTCORE ASSET MANAGEMENT LIMITED
Yi (SFC:APH806) Wang
CE APH806 - active, NEXTCORE ASSET MANAGEMENT LIMITED
Lihua Zhou
CE BFS121 - active, NEXTCORE ASSET MANAGEMENT LIMITED
Jonathan Daniel Chan
CE BRK736 - active, NEXTCORE ASSET MANAGEMENT LIMITED
Tak Fai Lampson Chau
CE BMA756 - active, NEXTCORE ASSET MANAGEMENT LIMITED
Wensi Chen
CE BXF873 - active, NEXTCORE ASSET MANAGEMENT LIMITED
Pang Fei Chiu
CE BPY286 - active, NEXTCORE ASSET MANAGEMENT LIMITED
Yi Shing Hon
CE BRP413 - active, NEXTCORE ASSET MANAGEMENT LIMITED
Zhaoyu Lin
CE BUR135 - active, NEXTCORE ASSET MANAGEMENT LIMITED
Ian Chung Ho Wong
CE AMC785 - active, NEXTCORE ASSET MANAGEMENT LIMITED
Haoyu Zhang
CE BXG926 - active, NEXTCORE ASSET MANAGEMENT LIMITED
James Wai Lam Cheng
CE AGD589 - ceased
Siu Cheong Law
CE BHT185 - active, NFH Asset Management Limited
Xuewei Shi
CE BUR285 - active, NFH Asset Management Limited
Jason H Kim
CE BAG206 - active, NH Investment & Securities (H.K.) Limited
Yun Ki Lee
CE BBP116 - active, NH Investment & Securities (H.K.) Limited
Kwang Woo Nam
CE BTY123 - active, NH Investment & Securities (H.K.) Limited
Ji Yeop Park
CE AWK780 - active, NH Investment & Securities (H.K.) Limited
Xiaolin Zhu
CE BKY251 - active, NH Investment & Securities (H.K.) Limited
Jin Woo Guahk
CE BUS376 - active, NH Investment & Securities (H.K.) Limited
Suim Kim
CE BUX735 - active, NH Investment & Securities (H.K.) Limited
Young Min Kim
CE BPI300 - active, NH Investment & Securities (H.K.) Limited
Xiujing Liang
CE BOJ887 - active, NH Investment & Securities (H.K.) Limited
Daehwi Lim
CE BTC702 - active, NH Investment & Securities (H.K.) Limited
Sunghoon Oh
CE AXY874 - active, NH Investment & Securities (H.K.) Limited
Joon Sung Park
CE BVZ550 - active, NH Investment & Securities (H.K.) Limited
Sun Jae Park
CE BXD901 - active, NH Investment & Securities (H.K.) Limited
Dongu Rhee
CE BPH989 - active, NH Investment & Securities (H.K.) Limited
Jason Rhee
CE BUC779 - active, NH Investment & Securities (H.K.) Limited
Gyu Ri Shin
CE AZF820 - active, NH Investment & Securities (H.K.) Limited
Derrick Sih-Loong Wee
CE BOS657 - active, NH Investment & Securities (H.K.) Limited
Yiqian Zhu
CE BRX125 - active, NH Investment & Securities (H.K.) Limited
Kunfeng Cai
CE BUL960 - active, NNFE International Asset Management Limited
Kwai Chun Ip
CE BEO313 - active, NNFE International Asset Management Limited
Huiyan Du
CE BTX482 - active, NTF Asset Management Limited
Chun Kwai Ng
CE BTC148 - ceased
Yuqing Xia
CE BWZ768 - active, NTF Asset Management Limited
Kenny Yan Kit Chan
CE AOT666 - active, Nan Fung Trinity (HK) Limited
Meng Zhou
CE AUO120 - active, Nan Fung Trinity (HK) Limited
Helen Yue Zhu
CE AFK424 - active, Nan Fung Trinity (HK) Limited
Yuyou Cheng
CE BSP516 - active, Nan Fung Trinity (HK) Limited
Ching Chiu
CE BRX917 - active, Nan Fung Trinity (HK) Limited
Yvonne Yin Wai Chow
CE ALQ872 - active, Nan Fung Trinity (HK) Limited
Rong Du
CE BRZ249 - active, Nan Fung Trinity (HK) Limited
Chao Fang
CE BDH515 - active, Nan Fung Trinity (HK) Limited
Qidong Guan
CE BHC308 - active, Nan Fung Trinity (HK) Limited
Andrew Hao
CE AQE517 - active, Nan Fung Trinity (HK) Limited
Tiandu Hong
CE BGA351 - active, Nan Fung Trinity (HK) Limited
Wing Lan Hung
CE BUT677 - active, Nan Fung Trinity (HK) Limited
Ha Mung Kam
CE BUB247 - active, Nan Fung Trinity (HK) Limited
Hong Chuen Lee
CE BSQ699 - active, Nan Fung Trinity (HK) Limited
Mong Hsi Lee
CE BSG342 - active, Nan Fung Trinity (HK) Limited
Herman Leung
CE BVI560 - active, Nan Fung Trinity (HK) Limited
Yi (SFC:ATI179) Liu
CE ATI179 - active, Nan Fung Trinity (HK) Limited
Zhiyi Lu
CE BSQ091 - active, Nan Fung Trinity (HK) Limited
Wai Pang So
CE AXR856 - active, Nan Fung Trinity (HK) Limited
Kei Hau Vince Suen
CE BTQ199 - active, Nan Fung Trinity (HK) Limited
Yi Hao Tan
CE BRX322 - active, Nan Fung Trinity (HK) Limited
Dick Wei
CE AFU285 - active, Nan Fung Trinity (HK) Limited
Hanlin Wen
CE BRO913 - active, Nan Fung Trinity (HK) Limited
Siofong Wong
CE BRX599 - active, Nan Fung Trinity (HK) Limited
Shuzhi Yin
CE BRI786 - active, Nan Fung Trinity (HK) Limited
Yuan Zhao
CE BQK009 - active, Nan Fung Trinity (HK) Limited
Viet-Linh Ha Thuc
CE AXN202 - active, Natixis Asia Limited
Aurelien Matthieu Lasjunies
CE BFS899 - active, Natixis Asia Limited
Bruno Stephane Jean Marie Le Saint
CE BIB332 - active, Natixis Asia Limited
Ah Lok Wong
CE BIJ387 - active, Natixis Asia Limited
Andrew Beacham
CE BPK357 - active, Natixis Asia Limited
Mohamed Hamzah Bensmail
CE BTF555 - active, Natixis Asia Limited
Clement Bessieux
CE BXF094 - active, Natixis Asia Limited
Thomas Matthieu Boudoux
CE BML187 - active, Natixis Asia Limited
Christophe Francois Bridoux
CE AUK048 - active, Natixis Asia Limited
Hermann Carreira
CE BVK933 - active, Natixis Asia Limited
Joe Sing Paul Chan
CE AXL760 - active, Natixis Asia Limited
Ka Kin (SFC:BRS045) Chan
CE BRS045 - active, Natixis Asia Limited
Ka Lok Chan
CE BFK331 - active, Natixis Asia Limited
Leo Chee Wah Chan
CE BRA825 - active, Natixis Asia Limited
Ching Fung Jimmy Char
CE BJU206 - active, Natixis Asia Limited
Tong (SFC:BLY494) Chen
CE BLY494 - active, Natixis Asia Limited
Yaning Chen
CE BPD580 - active, Natixis Asia Limited
Yu-Ting (SFC:BRT517) Chen
CE BRT517 - active, Natixis Asia Limited
Bernard Ting Kin Cheung
CE APN584 - active, Natixis Asia Limited
Wing Ki Claire Chiu
CE BSM123 - active, Natixis Asia Limited
Man Chong
CE BSO741 - active, Natixis Asia Limited
Wei Chin Chong
CE BRC208 - active, Natixis Asia Limited
Charles Chou
CE BWH187 - active, Natixis Asia Limited
Clifford Omar Choute
CE BFX714 - ceased
Yiu Lun Chung
CE BWV415 - active, Natixis Asia Limited
Jacques-Louis Henri Clot
CE AOA108 - active, Natixis Asia Limited
Arnaud Yves Roger Davoust
CE BPA032 - active, Natixis Asia Limited
Bruno Pierre Jean Deichelbohrer
CE BTT239 - active, Natixis Asia Limited
Charles Etienne Marius Durban
CE BRZ352 - active, Natixis Asia Limited
Eric Mikael Elbaz
CE BOT269 - active, Natixis Asia Limited
Fang (SFC:BEE787) Fang
CE BEE787 - active, Natixis Asia Limited
Feiyu Gao
CE BXR590 - active, Natixis Asia Limited
Emmanuel Jean Joseph Gillet
CE BQG644 - active, Natixis Asia Limited
Yuanyuan Gong
CE BSQ207 - active, Natixis Asia Limited
Walid Gueriri
CE BGE243 - active, Natixis Asia Limited
Ilane-Yonathan Pierre Guez
CE BAD514 - active, Natixis Asia Limited
Siyi Guo
CE BWN539 - active, Natixis Asia Limited
Zhe Han
CE AQV652 - active, Natixis Asia Limited
Michael Pascal Heraude
CE BES130 - active, Natixis Asia Limited
Chun Sing Calvin Ho
CE BUG447 - ceased
Bi-Chen Huang
CE BAI188 - active, Natixis Asia Limited
Zhenhao Huang
CE BRD598 - ceased
Maeva Alberte Anne-Marie Huguet
CE BTR792 - active, Natixis Asia Limited
Paolo Ippolito
CE ANB686 - active, Natixis Asia Limited
Oussama Kadmiri
CE AYL133 - active, Natixis Asia Limited
In Hwan Kang
CE BDN285 - active, Natixis Asia Limited
Theo Kauffmann
CE BVI274 - active, Natixis Asia Limited
Kun Hee Kim
CE BQW125 - active, Natixis Asia Limited
Mehdi Kolsi
CE BXG203 - active, Natixis Asia Limited
Chun Hung Kwan
CE BSW556 - active, Natixis Asia Limited
Pierre Jean Philippe Noel Lafon
CE BHE064 - active, Natixis Asia Limited
Xing Lan
CE BRU964 - active, Natixis Asia Limited
Edward Kai Fung Lau
CE AUW118 - active, Natixis Asia Limited
Yin Kwan Lau
CE BOH328 - active, Natixis Asia Limited
Bianca Ho Yan Law
CE AGO374 - active, Natixis Asia Limited
Kwok Wai Lee
CE BAO433 - active, Natixis Asia Limited
Siu Ming Lee
CE AFH445 - active, Natixis Asia Limited
Brian Dik-Lun Leung
CE BOG779 - active, Natixis Asia Limited
Chenhao (SFC:BVP734) Li
CE BVP734 - active, Natixis Asia Limited
Say Keat Lim
CE BRW222 - active, Natixis Asia Limited
Zhichun Lin
CE BSE512 - active, Natixis Asia Limited
Chengxuan Walter Liu
CE BNL367 - active, Natixis Asia Limited
Thomson Ka Yip Liu
CE AVH099 - active, Natixis Asia Limited
Kuan Cheng Liu
CE AYA427 - active, Natixis Asia Limited
Yitian Liu
CE BTS794 - active, Natixis Asia Limited
Hing Lam Lo
CE BTC642 - active, Natixis Asia Limited
Ruiwen Long
CE BSH163 - active, Natixis Asia Limited
Jon Pierre Loo
CE AOD377 - active, Natixis Asia Limited
Chak Man Luk
CE BWI877 - active, Natixis Asia Limited
Benjamin Rene Remi Masson
CE BLD364 - active, Natixis Asia Limited
Raghavendra Narain
CE AST870 - active, Natixis Asia Limited
Paul Pierre Louis Nicollet
CE BJI781 - active, Natixis Asia Limited
Marcin Andrzej Nowakowski
CE ASS434 - active, Natixis Asia Limited
Xuefei Ouyang
CE BVS680 - active, Natixis Asia Limited
Yang (SFC:BSJ240) Pan
CE BSJ240 - active, Natixis Asia Limited
Peter Chungho Pang
CE ALV418 - active, Natixis Asia Limited
Ka Chun Poon
CE BKK302 - active, Natixis Asia Limited
Du Qin
CE BWN911 - active, Natixis Asia Limited
Qiong Qin
CE BWG884 - active, Natixis Asia Limited
Theophile Maxime Randon
CE BJJ384 - active, Natixis Asia Limited
Tingting Rao
CE AXK261 - active, Natixis Asia Limited
David Julien Rebibo
CE BUI521 - active, Natixis Asia Limited
Thibaut Edmond Robert Revert
CE AXO690 - active, Natixis Asia Limited
Nicolas Pierre Alain David Richelle
CE BRV494 - active, Natixis Asia Limited
Michael Andreas Rothlin
CE BCE496 - ceased
Yuxi Ru
CE BWT607 - active, Natixis Asia Limited
Antoine Gael Sahaghian
CE BNO673 - active, Natixis Asia Limited
Anuradha Sethuraman
CE ATH917 - active, Natixis Asia Limited
Vishal Shah
CE BWS499 - active, Natixis Asia Limited
Sung Hsien Yves Shen
CE BFO643 - active, Natixis Asia Limited
Yan (SFC:BJN166) Sun
CE BJN166 - active, Natixis Asia Limited
Amit Kishorchandra Tanna
CE BCU943 - active, Natixis Asia Limited
Alvan Wei de Tay
CE BRW507 - ceased
Emile Tran
CE BND346 - active, Natixis Asia Limited
Man Shun Marshall Tsang
CE BPR952 - active, Natixis Asia Limited
Maggie Yeuk Ting Tsui
CE AVV093 - active, Natixis Asia Limited
Theophile Uberto
CE BPN066 - active, Natixis Asia Limited
Sivakumar Upadrasta
CE BLT551 - ceased
Hardi Darling Uzarama-Pekeyamungu
CE BTW358 - active, Natixis Asia Limited
Stephane Paul Jean Verhelst
CE BIR490 - active, Natixis Asia Limited
John Howard Wade
CE BEG040 - active, Natixis Asia Limited
Kunyu Wang
CE BSJ773 - active, Natixis Asia Limited
Kar Ho Wong
CE BXH878 - active, Natixis Asia Limited
Kwok Wai (SFC:BCU328) Wong
CE BCU328 - active, Natixis Asia Limited
Nai Chun Wong
CE AOX334 - ceased
Liang (SFC:BRR766) Wu
CE BRR766 - active, Natixis Asia Limited
Peiqin Wu
CE BMI131 - active, Natixis Asia Limited
Melissa Xia
CE BWK639 - active, Natixis Asia Limited
Paike Xu
CE BRQ131 - active, Natixis Asia Limited
Luming Yang
CE BVC618 - ceased
Yuzhe Yang
CE BTJ481 - active, Natixis Asia Limited
Chung Hong Yeo
CE APR800 - active, Natixis Asia Limited
Fun Yan Yeung
CE BVD489 - active, Natixis Asia Limited
So Yan Yeung
CE BDA784 - active, Natixis Asia Limited
Yanwei You
CE AYC304 - active, Natixis Asia Limited
Jiashuang Zeng
CE BTF206 - active, Natixis Asia Limited
Jianting Zhang
CE BXL398 - active, Natixis Asia Limited
Mengyu Zhang
CE BRZ348 - active, Natixis Asia Limited
Xu (SFC:BWR543) Zhang
CE BWR543 - active, Natixis Asia Limited
Yi (SFC:BRX591) Zhang
CE BRX591 - active, Natixis Asia Limited
Tian Zhao
CE ANR067 - active, Natixis Asia Limited
Zhongliang Zou
CE AWZ518 - active, Natixis Asia Limited
Ka Ming (SFC:AHM935) Chan
CE AHM935 - active, Natixis Investment Managers Hong Kong Limited
Jehanne Suor
CE ATW753 - active, Natixis Investment Managers Hong Kong Limited
Tsung Han Tsai
CE BTH306 - active, Natixis Investment Managers Hong Kong Limited
Hua Yang
CE BVE807 - active, Natixis Investment Managers Hong Kong Limited
Sin Kam Chan
CE BVU363 - active, Natixis Investment Managers Hong Kong Limited
Chien Yu Chang
CE AGN401 - active, Natixis Investment Managers Hong Kong Limited
Chien Yee Chloe Chu
CE BVM664 - active, Natixis Investment Managers Hong Kong Limited
Elaine Yi Lam Kwok
CE APH010 - active, Natixis Investment Managers Hong Kong Limited
Conan Law
CE BJX759 - active, Natixis Investment Managers Hong Kong Limited
Laura Natalie Rieber
CE BMV977 - active, Natixis Investment Managers Hong Kong Limited
Dora Yim Peng Seow
CE BPR816 - ceased
Wing Sze Siu
CE BFP892 - active, Natixis Investment Managers Hong Kong Limited
Lai Ming Tang
CE BJG984 - active, Natixis Investment Managers Hong Kong Limited
Sarah Wing Sang Tong
CE BGE601 - active, Natixis Investment Managers Hong Kong Limited
Carrie Ka Yee Tung
CE BFA423 - active, Natixis Investment Managers Hong Kong Limited
Tsun Hong Wong
CE BVF445 - active, Natixis Investment Managers Hong Kong Limited
Ho Young Kim
CE ACS329 - active, Neo Risk Investment Advisors Limited
Yeong Shang Loh
CE BCJ382 - active, Neo Risk Investment Advisors Limited
Meng Tat Lim
CE BHQ326 - active, Neo-Criterion Capital Limited
Ji Liu
CE BCS289 - active, Neo-Criterion Capital Limited
Effy Yao Yang
CE BSJ622 - active, Neo-Criterion Capital Limited
Jing (SFC:BUQ398) Li
CE BUQ398 - active, NeoSpective Capital Limited
Hua Xiang
CE BFD798 - active, NeoSpective Capital Limited
Yan Taw Boon
CE AXQ380 - active, Neuberger Berman Asia Limited
Pui Yan Cheng
CE AEQ438 - active, Neuberger Berman Asia Limited
Alvin Joyue Hui
CE BUI011 - active, Neuberger Berman Asia Limited
Patrick Song Liu
CE ANQ638 - active, Neuberger Berman Asia Limited
Pui Kwan (SFC:ALF667) Chan
CE ALF667 - active, Neuberger Berman Asia Limited
Chih Yang Chen
CE ACZ366 - active, Neuberger Berman Asia Limited
Ka Kin Cheng
CE BTQ508 - active, Neuberger Berman Asia Limited
Cheuk Fung Cheung
CE BIE626 - active, Neuberger Berman Asia Limited
Hiu Lam Emily Chiu
CE BOE627 - active, Neuberger Berman Asia Limited
Jeff Long Yin Cho
CE BBP894 - active, Neuberger Berman Asia Limited
Kwun Chung Chow
CE BBS238 - active, Neuberger Berman Asia Limited
Yilin Feng
CE BDH472 - active, Neuberger Berman Asia Limited
Sin Tung Fong
CE BWJ962 - active, Neuberger Berman Asia Limited