Raghavendra Narain
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Raghavendra Narain, a licensed Representative with CE reference AST870. Currently licensed at 1 firm(s): Natixis Asia Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities. This person has 16.2 years of SFC licence history. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Natixis Asia Limited | Rep | Type 1 - Dealing in securities | 2015-09-25 | present |
| Natixis Asia Limited | Rep | Type 4 - Advising on securities | 2015-09-25 | present |
| RBS Asia Corporate Finance Limited 蘇皇融資亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2009-04-23 | 2014-04-30 |
| RBS Asia Corporate Finance Limited 蘇皇融資亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | 2009-04-23 | 2014-04-30 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Raghavendra Narain during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one.