James Wai Lam Cheng
鄭暐霖
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for James Wai Lam Cheng (鄭暐霖), a licensed Responsible Officer with CE reference AGD589. Currently licensed at 1 firm(s): China Horizon Asset Management Limited. Active regulated activities: Type 4 - Advising on securities; Type 9 - Asset management. This person has 13.5 years of SFC licence history. Total licence records on file: 12.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| China Horizon Asset Management Limited 中大資產管理有限公司 |
RO | Type 4 - Advising on securities | 2026-07-16 | present |
| China Horizon Asset Management Limited 中大資產管理有限公司 |
RO | Type 9 - Asset management | 2026-07-16 | present |
| NFH Securities and Futures Limited 新金控證券期貨有限公司 |
RO | Type 1 - Dealing in securities | 2017-06-13 | 2024-06-20 |
| NFH Securities and Futures Limited 新金控證券期貨有限公司 |
RO | Type 2 - Dealing in futures contracts | 2017-06-13 | 2024-06-20 |
| Prime Harvest Capital Limited 始豐資本有限公司 |
RO | Type 4 - Advising on securities | 2017-06-13 | 2026-03-31 |
| NFH Securities and Futures Limited 新金控證券期貨有限公司 |
RO | Type 5 - Advising on futures contracts | 2017-06-13 | 2025-06-06 |
| NFH Corporate Finance Limited 新金控融資有限公司 |
RO | Type 6 - Advising on corporate finance | 2017-06-13 | 2025-06-06 |
| Prime Harvest Capital Limited 始豐資本有限公司 |
RO | Type 9 - Asset management | 2017-06-13 | 2026-03-31 |
| TFI Asset Management Limited 天風國際資產管理有限公司 |
RO | Type 4 - Advising on securities | 2010-04-30 | 2013-01-18 |
| Rifa Securities Limited 日發證券有限公司 |
RO | Type 1 - Dealing in securities | 2010-01-07 | 2013-01-18 |
| Rifa Futures Limited 日發期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2009-05-14 | 2013-01-18 |
| Rifa Securities Limited 日發證券有限公司 |
Rep | Type 1 - Dealing in securities | 2008-09-22 | 2010-01-07 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as James Wai Lam Cheng during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one.