James Wai Lam Cheng
鄭暐霖
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for James Wai Lam Cheng (鄭暐霖), CE reference AGD589. Currently licensed at 1 firm(s): NFH Asset Management Limited. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| NFH Asset Management Limited 新金控資產管理有限公司 |
RO | Type 4 — Advising on securities | 2017-06-13 | present |
| NFH Asset Management Limited 新金控資產管理有限公司 |
RO | Type 9 — Asset management | 2017-06-13 | present |
| NFH Securities and Futures Limited 新金控證券期貨有限公司 |
RO | Type 1 — Dealing in securities | 2017-06-13 | 2024-06-20 |
| NFH Securities and Futures Limited 新金控證券期貨有限公司 |
RO | Type 2 — Dealing in futures contracts | 2017-06-13 | 2024-06-20 |
| NFH Securities and Futures Limited 新金控證券期貨有限公司 |
RO | Type 5 — Advising on futures contracts | 2017-06-13 | 2025-06-06 |
| NFH Corporate Finance Limited 新金控融資有限公司 |
RO | Type 6 — Advising on corporate finance | 2017-06-13 | 2025-06-06 |
| TFI Asset Management Limited 天風國際資產管理有限公司 |
RO | Type 4 — Advising on securities | 2010-04-30 | 2013-01-18 |
| Rifa Securities Limited 日發證券有限公司 |
RO | Type 1 — Dealing in securities | 2010-01-07 | 2013-01-18 |
| Rifa Futures Limited 日發期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2009-05-14 | 2013-01-18 |
| Rifa Securities Limited 日發證券有限公司 |
Rep | Type 1 — Dealing in securities | 2008-09-22 | 2010-01-07 |