Thomson Ka Yip Liu
廖嘉業
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Thomson Ka Yip Liu (廖嘉業), CE reference AVH099. Currently licensed at 1 firm(s): Natixis Asia Limited. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Natixis Asia Limited | Rep | Type 1 — Dealing in securities | 2014-07-24 | present |
| Natixis Asia Limited | Rep | Type 2 — Dealing in futures contracts | 2014-07-24 | present |
| Credit Agricole Securities (Asia) Limited 東方匯理證券(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2010-06-08 | 2014-06-06 |