Thomson Ka Yip Liu
廖嘉業
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Thomson Ka Yip Liu (廖嘉業), a licensed Representative with CE reference AVH099. Currently licensed at 1 firm(s): Natixis Asia Limited. Active regulated activities: Type 1 - Dealing in securities; Type 2 - Dealing in futures contracts. This person has 16.3 years of SFC licence history. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Natixis Asia Limited | Rep | Type 1 - Dealing in securities | 2014-07-24 | present |
| Natixis Asia Limited | Rep | Type 2 - Dealing in futures contracts | 2014-07-24 | present |
| Credit Agricole Securities (Asia) Limited 東方匯理證券(亞洲)有限公司 |
Rep | Type 1 - Dealing in securities | 2010-06-08 | 2014-06-06 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Thomson Ka Yip Liu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one.