Hong Kong SFC Licensed Individuals Directory

Shing Ho Wong CE AKJ167 - active, NJ Financial Limited Peter Yung Kang Chang CE AGU143 - active, NonaVerse (Hong Kong) Limited James Cheung CE BRW433 - active, NonaVerse (Hong Kong) Limited Xiaoniu Huang CE BDR774 - active, NonaVerse (Hong Kong) Limited Mengfei Mo CE BHQ348 - active, NonaVerse (Hong Kong) Limited Yuan Wei CE BUX041 - active, Nanhai Asset Management Company Limited Zhenxin Zhou CE BUQ702 - active, Nanhai Asset Management Company Limited Lok Mei Ki Cindy Chow CE AGN011 - active, NextGen Partners Limited Kenny Ting Hong Ho CE AML780 - active, NextGen Partners Limited Siu Yung Lui CE BUU205 - active, NextGen Partners Limited Dawei Dong CE BWI089 - active, Nautilus Trek Capital Management Company Limited Kaiwei Yang CE BVZ024 - active, Nautilus Trek Capital Management Company Limited Kwok Wai Cheng CE ADS285 - active, Omnix Capital Limited Paul Alexis Penkett CE AMQ694 - active, Omnix Capital Limited Se Chai Ngoi CE BEZ633 - active, Oaklands Path Capital Management Limited Xin (SFC:AMM491) Zhao CE AMM491 - active, Oaklands Path Capital Management Limited Mingquan Wang CE AXM418 - active, Optimus Prime Asset Management Company Limited Peter Wing Cheong Yeung CE BRR454 - ceased James Walter Oberweis CE APW676 - active, Oberweis Asset Management (Hong Kong) Limited Ronghua Wang CE BMV544 - active, Oberweis Asset Management (Hong Kong) Limited Fangwen Zhou CE BBK066 - active, Oberweis Asset Management (Hong Kong) Limited Shoukang Lin CE AHW168 - ceased Ye (SFC:BBJ229) Tao CE BBJ229 - active, Octo Rivers Asset Management (HK) Limited Meixiang Zhou CE BVB891 - active, Octo Rivers Asset Management (HK) Limited Hong Fang Song CE AEA167 - active, ORI Capital Limited Siu Lun To CE BOW646 - active, ORI Capital Limited Arnold Sau Wang Ching CE BRT503 - active, ORI Capital Limited Jiashi Li CE BWA569 - active, ORI Capital Limited Tat Shing Lau CE ANG468 - active, OLP Capital Management Limited Richard Li CE BRQ191 - active, OLP Capital Management Limited Di Fan Shen CE BRQ194 - active, OLP Capital Management Limited Harry Sai Cheong Chang CE BSH250 - active, Orion3 Corporation Limited Rowena Wang CE AEM242 - active, Orion3 Corporation Limited Wilson Siu Ho Au CE AXS858 - active, OQ Funds Management Limited Nicholas James Bird CE AXT520 - active, OQ Funds Management Limited Zicai Feng CE AWU832 - active, OQ Funds Management Limited William Chan CE AOA559 - active, Orchid Public Investment Management Company Limited Yan Yee Chu CE BOI904 - active, Orchid Asia Greater Growth Management Limited Ming Yin Siu CE BJY497 - active, Orchid Asia Greater Growth Management Limited Bing Luo CE AVK660 - active, OP Resources Management Limited Joyce Jirong Zhang CE BAV764 - active, OP Resources Management Limited Yee Ki Che CE BWS642 - active, OP Resources Management Limited Huahua Gao CE BXE955 - active, OP Resources Management Limited Qi Nang CE BTU827 - active, OP Resources Management Limited Joseph Kin Pong Lai CE BWF929 - active, Ox Capital Management HK Pty. Limited Junlin Zhang CE BWF921 - active, Ox Capital Management HK Pty. Limited Shu Yuen Cheng CE AIS494 - active, Orchid Tree Investment Management Limited Kim Kuan Francis Tan CE AOO513 - active, Orchid Tree Investment Management Limited Warren Dudley Allderige CE ABF511 - active, Pacific Harbor Holdings, Limited Yuri Yee-Lee Lin CE AMG021 - active, Pacific Harbor Holdings, Limited Xiongwei Ju CE AZS365 - active, Parametrica Management Limited Zhiyi Li CE ATC524 - active, Parametrica Management Limited Qianhua Wu CE BTX806 - active, Parametrica Management Limited Wen Lu Feng CE BER409 - active, Proprium Capital Partners (Hong Kong) Limited John Timothy Morris CE AAV675 - active, Proprium Capital Partners (Hong Kong) Limited Thomas Chun Kwan Wong CE AGW285 - active, Proprium Capital Partners (Hong Kong) Limited Kexin Fu CE BNI539 - active, Proprium Capital Partners (Hong Kong) Limited Guillaume Xing CE BVQ380 - active, Proprium Capital Partners (Hong Kong) Limited Shunxiang Lan CE ANW227 - active, Phecda Capital Management Limited Ming Fai Shiu CE BPE945 - active, Phecda Capital Management Limited Cheuk Pan Ambrose Cheng CE BHT921 - active, Parantoux Capital Limited Gloria Yi Lu CE ADA784 - active, Parantoux Capital Limited Hugh Idris Abdullah CE AOA599 - active, Pantheum Partners Limited Keita Shiotani CE AOV815 - active, Pantheum Partners Limited Huan Wei Hee CE AVD514 - active, Partners Bay Asia Limited Yingwen Zhu CE BOL261 - active, Partners Bay Asia Limited Man Fung Cheung CE BSI979 - active, Partners Bay Asia Limited Jesse Hart Lentchner CE ADS586 - active, Panview Capital Limited Ryan Jeffrey Thall CE AQW036 - active, Panview Capital Limited Yi Ling Cheng CE BNJ001 - active, Panview Capital Limited Andrew U Yen Chow CE BMH843 - active, Panview Capital Limited Can-Kenny Cui CE BSF721 - active, Panview Capital Limited Kwan Yin Lau CE BNI434 - active, Panview Capital Limited Yuk Hang Tam CE AVP027 - active, Panview Capital Limited Sreeram Viswamani CE BHV463 - active, Panview Capital Limited Perry Michael Tan CE AWP889 - active, PEG Capital Limited Anthony Chun Tung Wong CE AQJ979 - active, PEG Capital Limited Vizor Lee CE AWF319 - active, Pacific Aegis Capital Management (IM) Limited Francis Chi Yin Ng CE AXX647 - active, Pacific Aegis Capital Management (IM) Limited Ko Pang Cheng CE BSF180 - active, Pacific Aegis Capital Management (IM) Limited Calvin Wai Kit Jim CE BXA148 - active, Pacific Aegis Capital Management (IM) Limited Yinsheng (SFC:BTY213) Li CE BTY213 - active, Pacific Aegis Capital Management (IM) Limited Myron Ming-Hin Ma CE BXI601 - active, Pacific Aegis Capital Management (IM) Limited Wang Lap Ng CE BUF970 - active, Pacific Aegis Capital Management (IM) Limited Chi Long Wong CE BUO135 - active, Pacific Aegis Capital Management (IM) Limited Kwan Ting Wong CE BWW494 - ceased Yi Yam CE BXI598 - active, Pacific Aegis Capital Management (IM) Limited Ming Hei Ma CE BRW412 - active, Pine Garden Capital Partners Limited Shuai (SFC:BPY747) Yuan CE BPY747 - active, Pine Garden Capital Partners Limited Lei (SFC:BVA728) Chen CE BVA728 - active, Pine Garden Capital Partners Limited Thomas Alexander Royds CE AFY848 - active, Parkway Capital Limited Daniel Wiskirchen Rupp CE ANV191 - active, Parkway Capital Limited John Thomas Langford CE AQG439 - active, Pantarei Asset Management Limited Robert Dominic Toresco CE ARH503 - active, Pantarei Asset Management Limited Derek Seiya Essoyan CE BTN015 - active, Pantarei Asset Management Limited Yongyi Feng CE BSI609 - active, Pantarei Asset Management Limited Hamilton Reid Frasier CE AQJ467 - active, Pantarei Asset Management Limited Ema Shingai CE BDQ211 - active, Pantarei Asset Management Limited Bing Hai CE BUI014 - active, Pinecone Capital Limited Chenyue Yu CE BUI016 - active, Pinecone Capital Limited Yusen Chau CE BUI211 - active, Pythagoras HK Management Company Limited Mitchell Laing Dong CE BUI213 - active, Pythagoras HK Management Company Limited Ai Xu CE BTT612 - active, Pythagoras HK Management Company Limited Jamie Macnaught Rodber Goodman CE APD423 - active, Pamalican Asset Management Limited Christian Pascal Kim Sang Lee Sik Yee CE BTP302 - active, Balyasny Asset Management (Hong Kong) Limited Samuel James Stitt CE BBX341 - active, Pamalican Asset Management Limited Zimeng Dong CE AUI206 - active, Providence Capital Group Limited Yik Hoi Tsang CE BSS989 - active, Providence Capital Group Limited Ka Pan Lee CE BOU475 - active, PAMG Limited Zheming Lin CE BJU533 - active, PAMG Limited Crystal Chan CE BVG953 - active, PAMG Limited Siu On John Cheng CE BVW480 - active, PAMG Limited Weiduo Victoria Han CE BWP841 - active, PAMG Limited Yin Ling Ko CE BVW036 - active, PAMG Limited Ka Fung Tam CE AQB028 - active, PAMG Limited Yan (SFC:BWH872) Lin CE BWH872 - active, Power Gaussian Limited Cheng Zhou CE AMR944 - active, Power Gaussian Limited Hanli Fan CE BNE756 - active, Physpec Capital Management (HK) Limited Tian (SFC:BWJ773) Xia CE BWJ773 - active, Physpec Capital Management (HK) Limited Ashar Mahboob CE BGY998 - active, Quantbot Technologies (HK), Limited Paul Edward White CE BGY997 - active, Quantbot Technologies (HK), Limited Johnson Wu CE ACX408 - active, Quantbot Technologies (HK), Limited Beatrice Abdinegara CE BXL289 - active, Quantbot Technologies (HK), Limited Chun Tung Lo CE BPQ641 - ceased Chi Shing Wah CE BUV800 - active, Quantbot Technologies (HK), Limited Caine Wilbert CE BUY721 - active, Quantbot Technologies (HK), Limited Yu Wo Wong CE BJW187 - active, Quantbot Technologies (HK), Limited Charly Werner Yver CE BNU457 - active, Quantbot Technologies (HK), Limited Ling Ching Leung CE BMV151 - active, Quantek Capital Research (Hong Kong) Limited Yuan (SFC:ATB481) Wang CE ATB481 - active, Quantek Capital Research (Hong Kong) Limited Kechao Ma CE BSV424 - active, QX Asset Management Limited Wing Yuk Yim CE BER411 - active, QX Asset Management Limited Yiwen Liu CE BXO247 - active, QX Asset Management Limited Xiang Zheng CE BWL971 - active, QX Asset Management Limited Corey Kin Hong Ng CE ADW707 - active, QED Asset Management Limited Yinan Zhang CE BBT733 - active, QED Asset Management Limited Jens Scharff-Hansen CE AHT582 - active, QDI Limited Yu Zeng CE BUK080 - active, QDI Limited Johnny Sing Hung Chen CE AST193 - active, Regal Portfolio Management Limited Ka Ka Peony Choi CE BSJ300 - active, Regal Portfolio Management Limited Man Lim Lam CE ARV694 - active, Regal Portfolio Management Limited Fan Chen CE BUX569 - active, River Capital Limited Zhiyang Pan CE AVT537 - active, River Capital Limited Vivien Wen Wang CE BDL896 - active, River Capital Limited Ching Ning Chow CE AGN609 - active, Radiant Tech Ventures Limited Gordon Yen CE AFB837 - active, Radiant Tech Ventures Limited Haoyu Chen CE BPR536 - ceased Hin Poon Chow CE BSF108 - active, Radiant Tech Ventures Limited Lingli Gao CE BTT919 - active, Radiant Tech Ventures Limited Michael Neal Bastin CE BHM679 - active, Red Door Capital Management Limited Matthew Jeremy Starick CE ALP630 - active, Red Door Capital Management Limited Alexander Gustav Lennart West CE AKQ669 - active, Red Door Capital Management Limited Xiaoning Liu CE BFD449 - active, Russell Robust Asset Management Limited Zebin Lu CE BVT431 - active, Russell Robust Asset Management Limited Ting Shi CE BNP484 - active, Russell Robust Asset Management Limited Shiyu (SFC:BVT433) Zheng CE BVT433 - active, Russell Robust Asset Management Limited Liyun Jin CE BUS636 - active, R Squared Limited Xi Liu CE AUQ721 - active, R Squared Limited Yuyang Chen CE BVC158 - active, R Squared Limited Yiting (SFC:BWC572) Huang CE BWC572 - active, R Squared Limited Yuxiang Wang CE BUQ634 - active, R Squared Limited Xinyan Xu CE BUV691 - active, R Squared Limited Stephanie Chi Cue Chan CE BGP542 - active, Rhee Capital Limited Sheung Ming Lai CE BRG337 - active, Rhee Capital Limited Edmund Pak Kuen Lee CE BBY957 - active, Rhee Capital Limited Bun Hei Lam CE BIS018 - active, RaffAello Investment Management (HK) Limited Ngai Li CE ADF149 - active, RaffAello Investment Management (HK) Limited Yu Hin Leung CE BRJ403 - ceased Junjie Xia CE BTK887 - active, Ren Bridge Asset Management (Hong Kong) Co. Limited Youwei Xue CE BTK888 - active, Ren Bridge Asset Management (Hong Kong) Co. Limited Harold Hoi Sing Chan CE AQY268 - active, SEAVI Advent Ocean Private Equity Limited Kevin Lau Yui Chan CE AQY270 - active, SEAVI Advent Ocean Private Equity Limited Feng Bai Ye CE AOG103 - active, Sophia Asset Management Limited Cynthia Chit Sum Ng CE AOX396 - active, Sophia Asset Management Limited Kwong Yeung Chan CE AAC266 - active, SunAsia Investment Management Limited Tammy S. Ching CE AAE196 - active, SunAsia Investment Management Limited Christopher Archer Chun Ting Tang CE AGA901 - active, SunAsia Investment Management Limited Alfred Ching Ming Li CE AJM287 - active, SunAsia Investment Management Limited Kenneth Walter Chad CE BIZ165 - active, Sarafin Capital Partners Limited Alan Kenneth Mercer CE ABX208 - active, Sarafin Capital Partners Limited Kak Chi Chan CE BNE795 - active, Sarafin Capital Partners Limited Chun Tung Chan CE BOG537 - active, Spring Asset Management Limited Wai Fai Chung CE AME645 - active, Spring Asset Management Limited Junsong Wang CE BVI967 - active, Spring Asset Management Limited Yanan Bai CE BOS478 - active, Spring Asset Management Limited Sui Wah Cheng CE BTU903 - ceased Mohammed M Gh Sh Ali-Reda CE BAM999 - active, SM Investment Advisors Limited Jad Salha CE BRD939 - active, SM Investment Advisors Limited Hwai Hwee Chua CE AFO092 - active, Setia Partners Limited Johny Tan CE AWP899 - active, Setia Partners Limited Qing Du CE AMT911 - active, Sinostone Capital Management Company Limited Xiao Yu CE BEW622 - active, Sinostone Capital Management Company Limited Zi Sun CE BSI311 - ceased Hengli Wang CE BQB617 - active, Sinostone Capital Management Company Limited Zhengmin Wang CE BEO651 - active, Sinostone Capital Management Company Limited Fung Kit Cheng CE AGL892 - active, SFGHK Limited Patrick Kwok Hing Shea CE AAC349 - active, SFGHK Limited Kwan Lung Yu CE AAC706 - active, SFGHK Limited Ka Pong (SFC:AHX696) Chan CE AHX696 - active, SAIF Everwell Asset Management Hong Kong Limited Zhihua Lai CE BNH418 - active, SAIF Everwell Asset Management Hong Kong Limited Li Chiao CE AEC714 - active, Silver Spring International Limited Ta-Pei Liu CE ALL251 - active, Silver Spring International Limited Kylie Muldoon Chan CE BIK511 - active, Stonepeak (Hong Kong) Limited Michael Loc-Fei Chan CE AMD016 - active, Stonepeak (Hong Kong) Limited Hajir Naghdy CE BGM160 - active, Stonepeak (Hong Kong) Limited Gerald Zi Wei Chan CE BAH851 - active, Stonepeak (Hong Kong) Limited Jacqueline Pearl Yun-Yin Chow CE BBW837 - active, Stonepeak (Hong Kong) Limited Ryan Yih Ting Chua CE APH802 - active, Stonepeak (Hong Kong) Limited Eric Lejong Hsu CE BVB797 - active, Stonepeak (Hong Kong) Limited Ryutaro Kamiya CE BVF422 - active, Stonepeak (Hong Kong) Limited Sung Hoon Ko CE BOQ930 - active, Stonepeak (Hong Kong) Limited Albert Lee CE BFM353 - active, Stonepeak (Hong Kong) Limited Jaejoon Lee CE BQA942 - active, Stonepeak (Hong Kong) Limited Peng Li CE BTX563 - active, Stonepeak (Hong Kong) Limited Xuanbei Liu CE BRV848 - active, Stonepeak (Hong Kong) Limited Jinghua Wang CE BSY433 - active, Stonepeak (Hong Kong) Limited Sze Ki Wong CE BHE046 - active, Stonepeak (Hong Kong) Limited Yu Mei Wong CE BUA377 - active, Stonepeak (Hong Kong) Limited Jingyi Zhang CE BOO999 - active, Stonepeak (Hong Kong) Limited Ruopeng Zhang CE BVE781 - active, Stonepeak (Hong Kong) Limited Fei (SFC:BIH086) Wang CE BIH086 - active, Sage Partners Limited Na (SFC:BVQ390) Wu CE BVQ390 - active, Sage Partners Limited Yi Wang CE BBC899 - active, South Oak Capital Management (Hong Kong) Company Limited Andrew Kai Wu CE BAK957 - active, South Oak Capital Management (Hong Kong) Company Limited Thomas Chow CE AFM847 - active, Soul Ventures Investment Limited Tiffany Oi Ying Sun CE BQI807 - active, Soul Ventures Investment Limited Arnold Quinlan Chan CE AXV668 - active, Soul Ventures Investment Limited Warren Hui CE BDU524 - active, Soul Ventures Investment Limited Haoxing Zhao CE BQL534 - active, Soul Ventures Investment Limited Jiahao Hu CE BQP368 - active, StillBrook Capital Limited Chanyan Zhou CE ARM234 - active, StillBrook Capital Limited Yinguo Feng CE BUD072 - active, StillBrook Capital Limited Cedric Hei Tak Li CE BRI246 - active, StillBrook Capital Limited Qing Qing Zhuang CE BSO666 - ceased Hubert Chak CE AAW614 - active, SF REIT Asset Management Limited Sze Ting Ho CE BQP717 - ceased Yuguo Hu CE BWM238 - active, SF REIT Asset Management Limited Chung Chi Alan Lam CE BWT513 - active, SF REIT Asset Management Limited Wai Yeung Tam CE BWF881 - active, SF REIT Asset Management Limited Ziyang Meng CE BRK747 - active, Shouhe Limited Weixu Zhao CE BTU966 - active, Shouhe Limited Jeuk Hei Chan CE BVZ078 - active, Shouhe Limited Ah Ming So CE BTK270 - active, Shouhe Limited Joseph San Inn Fung CE APH030 - active, Saltagen Ventures Limited Pui Wah Lee CE AWQ265 - active, Saltagen Ventures Limited Simin Xu CE BFC852 - active, Spathiphy Capital Management Limited Jie Zhong CE BJO765 - active, Spathiphy Capital Management Limited Chengmin Ni CE BXD699 - active, Spathiphy Capital Management Limited Wei Shi CE BIA163 - active, SSEW Capital Limited Dongxing Zhi CE BSE644 - active, SSEW Capital Limited