Ho Young Kim
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ho Young Kim, CE reference ACS329. Currently licensed at 1 firm(s): Neo Risk Investment Advisors Limited. Total licence records on file: 19.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Neo Risk Investment Advisors Limited | RO | Type 4 — Advising on securities | 2015-02-05 | present |
| Neo Risk Investment Advisors Limited | RO | Type 9 — Asset management | 2015-02-05 | present |
| Synergy Fund Management Group Limited 盛諾金基金管理有限公司 |
RO | Type 4 — Advising on securities | 2013-08-22 | 2014-12-31 |
| Synergy Fund Management Group Limited 盛諾金基金管理有限公司 |
RO | Type 9 — Asset management | 2013-08-22 | 2014-12-31 |
| Synergy Fund Management Group Limited 盛諾金基金管理有限公司 |
Rep | Type 4 — Advising on securities | 2013-07-30 | 2013-08-22 |
| Synergy Fund Management Group Limited 盛諾金基金管理有限公司 |
Rep | Type 9 — Asset management | 2013-07-30 | 2013-08-22 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
RO | Type 1 — Dealing in securities | 2008-12-22 | 2013-02-28 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | RO | Type 2 — Dealing in futures contracts | 2008-12-22 | 2013-02-28 |
| Citigroup First Investment Management Limited | RO | Type 4 — Advising on securities | 2007-02-16 | 2013-02-28 |
| Citigroup First Investment Management Limited | RO | Type 9 — Asset management | 2007-02-16 | 2013-02-28 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | Rep | Type 2 — Dealing in futures contracts | 2003-10-16 | 2008-12-22 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 1 — Dealing in securities | present | 2008-12-22 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-10-16 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-10-16 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 7 — Providing automated trading services | present | 2003-10-16 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 9 — Asset management | present | 2003-10-16 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | RO | Type 2 — Dealing in futures contracts | present | 2003-10-16 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | RO | Type 5 — Advising on futures contracts | present | 2003-10-13 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | RO | Type 9 — Asset management | present | 2003-10-13 |