Wai Pang So
蘇颹鵬
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wai Pang So (蘇颹鵬), CE reference AXR856. Currently licensed at 1 firm(s): Nan Fung Trinity (HK) Limited. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Nan Fung Trinity (HK) Limited | Rep | Type 1 — Dealing in securities | 2021-12-21 | present |
| Nan Fung Trinity (HK) Limited | Rep | Type 4 — Advising on securities | 2021-12-21 | present |
| Nan Fung Trinity (HK) Limited | Rep | Type 9 — Asset management | 2021-12-21 | present |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2011-07-28 | 2014-04-25 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | 2011-07-28 | 2014-04-25 |