Wai Pang So
蘇颹鵬
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wai Pang So (蘇颹鵬), a licensed Representative with CE reference AXR856. Currently licensed at 1 firm(s): Nan Fung Trinity (HK) Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Nan Fung Trinity (HK) Limited | Rep | Type 1 - Dealing in securities | 2021-12-21 | present |
| Nan Fung Trinity (HK) Limited | Rep | Type 4 - Advising on securities | 2021-12-21 | present |
| Nan Fung Trinity (HK) Limited | Rep | Type 9 - Asset management | 2021-12-21 | present |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2011-07-28 | 2014-04-25 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | 2011-07-28 | 2014-04-25 |