Paul Chi On Au
區子安
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Paul Chi On Au (區子安), CE reference ALZ783. Currently licensed at 1 firm(s): Mouette Securities Company Limited. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Mouette Securities Company Limited 海盈證券有限公司 |
Rep | Type 1 — Dealing in securities | 2020-11-05 | present |
| Mouette Securities Company Limited 海盈證券有限公司 |
Rep | Type 4 — Advising on securities | 2020-11-05 | present |
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 |
Rep | Type 1 — Dealing in securities | 2011-10-14 | 2012-06-23 |
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 |
Rep | Type 4 — Advising on securities | 2011-10-14 | 2012-06-23 |
| China Earthcare Capital Limited |
RO | Type 1 — Dealing in securities | 2010-05-24 | 2010-08-16 |
| China Earthcare Capital Limited |
RO | Type 4 — Advising on securities | 2010-05-24 | 2010-08-16 |