Kwok Wai Lee
李國瑋
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kwok Wai Lee (李國瑋), CE reference BAO433. Currently licensed at 1 firm(s): Natixis Asia Limited. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Natixis Asia Limited | Rep | Type 1 — Dealing in securities | 2025-04-07 | present |
| Natixis Asia Limited | Rep | Type 2 — Dealing in futures contracts | 2025-04-07 | present |
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2021-12-13 | 2022-09-19 |
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2021-12-13 | 2022-09-19 |
| MUFG Securities Asia Limited 三菱日聯證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2012-12-03 | 2019-08-29 |