Tingting Rao
饒婷婷
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tingting Rao (饒婷婷), CE reference AXK261. Currently licensed at 1 firm(s): Natixis Asia Limited. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Natixis Asia Limited | Rep | Type 1 — Dealing in securities | 2024-01-26 | present |
| Natixis Asia Limited | Rep | Type 4 — Advising on securities | 2024-01-26 | present |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2014-06-11 | 2023-10-17 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2014-06-11 | 2023-10-17 |
| UBS Securities Asia Limited | Rep | Type 1 — Dealing in securities | 2011-06-08 | 2014-04-23 |