Kwang Woo Nam
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kwang Woo Nam, a licensed Responsible Officer with CE reference BTY123. Currently licensed at 1 firm(s): NH Investment & Securities (H.K.) Limited. Active regulated activities: Type 1 - Dealing in securities; Type 2 - Dealing in futures contracts; Type 4 - Advising on securities. This person has 3.1 years of SFC licence history. Total licence records on file: 5.
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| NH Investment & Securities (H.K.) Limited 農協投資證券(香港)有限公司 |
RO | Type 1 - Dealing in securities | 2023-11-01 | present |
| NH Investment & Securities (H.K.) Limited 農協投資證券(香港)有限公司 |
RO | Type 2 - Dealing in futures contracts | 2023-11-01 | present |
| NH Investment & Securities (H.K.) Limited 農協投資證券(香港)有限公司 |
RO | Type 4 - Advising on securities | 2023-11-01 | present |
| NH Investment & Securities (H.K.) Limited 農協投資證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2023-07-12 | 2023-11-01 |
| NH Investment & Securities (H.K.) Limited 農協投資證券(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2023-07-12 | 2023-11-01 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Kwang Woo Nam during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.