Kuan Cheng Liu
劉冠成
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kuan Cheng Liu (劉冠成), CE reference AYA427. Currently licensed at 1 firm(s): Natixis Asia Limited. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Natixis Asia Limited | Rep | Type 1 — Dealing in securities | 2015-03-16 | present |
| Natixis Asia Limited | Rep | Type 4 — Advising on securities | 2015-03-16 | present |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2014-11-17 | 2015-02-07 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2014-11-17 | 2015-02-07 |
| Natixis Asia Limited | Rep | Type 1 — Dealing in securities | 2011-09-26 | 2014-08-04 |
| Natixis Asia Limited | Rep | Type 4 — Advising on securities | 2011-09-26 | 2014-08-04 |