Kwok Wai Wong
黃國威
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kwok Wai Wong (黃國威), a licensed Representative with CE reference BCU328. Currently licensed at 1 firm(s): Natixis Asia Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities. This person has 11.9 years of SFC licence history. Total licence records on file: 13.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Natixis Asia Limited | Rep | Type 1 - Dealing in securities | 2018-01-15 | present |
| Natixis Asia Limited | Rep | Type 4 - Advising on securities | 2018-01-15 | present |
| CEB International Capital Corporation Limited 光銀國際資本有限公司 |
RO | Type 1 - Dealing in securities | 2017-08-04 | 2017-11-21 |
| CEB International Capital Corporation Limited 光銀國際資本有限公司 |
RO | Type 4 - Advising on securities | 2017-08-04 | 2017-11-21 |
| CEB International Capital Corporation Limited 光銀國際資本有限公司 |
RO | Type 6 - Advising on corporate finance | 2017-08-04 | 2017-11-21 |
| CEB International Capital Corporation Limited 光銀國際資本有限公司 |
Rep | Type 1 - Dealing in securities | 2016-01-11 | 2017-08-04 |
| CEB International Capital Corporation Limited 光銀國際資本有限公司 |
Rep | Type 4 - Advising on securities | 2016-01-11 | 2017-08-04 |
| CEB International Capital Corporation Limited 光銀國際資本有限公司 |
Rep | Type 6 - Advising on corporate finance | 2016-01-11 | 2017-08-04 |
| ABCI Capital Limited 農銀國際融資有限公司 |
Rep | Type 1 - Dealing in securities | 2014-11-27 | 2015-12-25 |
| ABCI Securities Company Limited 農銀國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2014-11-27 | 2015-12-25 |
| ABCI Capital Limited 農銀國際融資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2014-11-27 | 2015-12-25 |
| China Securities (International) Corporate Finance Company Limited 中信建投(國際)融資有限公司 |
Rep | Type 1 - Dealing in securities | 2014-01-24 | 2014-08-09 |
| China Securities (International) Corporate Finance Company Limited 中信建投(國際)融資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2014-01-24 | 2014-08-09 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Kwok Wai Wong during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.