Zhe Han
韓哲
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Zhe Han (韓哲), CE reference AQV652. Currently licensed at 1 firm(s): Natixis Asia Limited. Total licence records on file: 12.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Natixis Asia Limited | Rep | Type 1 — Dealing in securities | 2018-07-31 | present |
| Natixis Asia Limited | Rep | Type 2 — Dealing in futures contracts | 2018-07-31 | present |
| HSBC Securities Brokers (Asia) Limited 滙豐證券經紀(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2015-09-11 | 2017-09-20 |
| Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2014-02-04 | 2015-06-06 |
| Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2014-02-04 | 2015-06-06 |
| Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 |
Rep | Type 5 — Advising on futures contracts | 2014-02-04 | 2015-06-06 |
| Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2013-06-19 | 2015-06-06 |
| Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2013-04-10 | 2013-06-09 |
| Merrill Lynch Far East Limited | Rep | Type 2 — Dealing in futures contracts | 2010-08-20 | 2012-09-28 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 — Dealing in securities | 2008-04-11 | 2012-09-28 |
| Merrill Lynch Far East Limited | Rep | Type 1 — Dealing in securities | 2008-04-11 | 2012-09-28 |
| Merrill Lynch Futures (Hong Kong) Limited | Rep | Type 2 — Dealing in futures contracts | 2008-04-11 | 2010-08-20 |