Anuradha Sethuraman
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Anuradha Sethuraman, a licensed Representative with CE reference ATH917. Currently licensed at 1 firm(s): Natixis Asia Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities. This person has 17.2 years of SFC licence history. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Natixis Asia Limited | Rep | Type 4 - Advising on securities | 2018-08-30 | present |
| Natixis Asia Limited | Rep | Type 1 - Dealing in securities | 2018-08-15 | present |
| Morgan Stanley Hong Kong Securities Limited | Rep | Type 2 - Dealing in futures contracts | 2016-08-17 | 2018-06-05 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 7 - Providing automated trading services | 2010-12-20 | 2013-09-05 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2009-07-06 | 2018-06-05 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Anuradha Sethuraman during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one.