Anuradha Sethuraman
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Anuradha Sethuraman, CE reference ATH917. Currently licensed at 1 firm(s): Natixis Asia Limited. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Natixis Asia Limited | Rep | Type 4 — Advising on securities | 2018-08-30 | present |
| Natixis Asia Limited | Rep | Type 1 — Dealing in securities | 2018-08-15 | present |
| Morgan Stanley Hong Kong Securities Limited | Rep | Type 2 — Dealing in futures contracts | 2016-08-17 | 2018-06-05 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 7 — Providing automated trading services | 2010-12-20 | 2013-09-05 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2009-07-06 | 2018-06-05 |