Tsan Pui Liu
廖燦培
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tsan Pui Liu (廖燦培), CE reference ATX291. Currently licensed at 1 firm(s): Mouette Securities Company Limited. Total licence records on file: 33.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Mouette Securities Company Limited 海盈證券有限公司 |
RO | Type 2 — Dealing in futures contracts | 2024-06-14 | present |
| Mouette Securities Company Limited 海盈證券有限公司 |
RO | Type 5 — Advising on futures contracts | 2024-06-14 | present |
| Mouette Securities Company Limited 海盈證券有限公司 |
RO | Type 1 — Dealing in securities | 2024-01-18 | present |
| Mouette Securities Company Limited 海盈證券有限公司 |
RO | Type 4 — Advising on securities | 2024-01-18 | present |
| Mouette Securities Company Limited 海盈證券有限公司 |
RO | Type 9 — Asset management | 2024-01-18 | present |
| Little Girl Securities (International) Limited 小女孩證券國際有限公司 |
RO | Type 1 — Dealing in securities | 2023-05-12 | 2023-12-29 |
| Little Girl Securities (International) Limited 小女孩證券國際有限公司 |
RO | Type 4 — Advising on securities | 2023-05-12 | 2023-12-29 |
| Little Girl Securities (International) Limited 小女孩證券國際有限公司 |
RO | Type 9 — Asset management | 2023-05-12 | 2023-12-29 |
| Winbull Securities International (Hong Kong) Limited 盈寶證券國際(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2022-08-11 | 2023-02-14 |
| Winbull Securities International (Hong Kong) Limited 盈寶證券國際(香港)有限公司 |
RO | Type 4 — Advising on securities | 2022-08-11 | 2023-02-14 |
| Winbull Securities International (Hong Kong) Limited 盈寶證券國際(香港)有限公司 |
RO | Type 9 — Asset management | 2022-08-11 | 2023-02-14 |
| Winbull Securities International (Hong Kong) Limited 盈寶證券國際(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2022-06-14 | 2022-08-11 |
| Winbull Securities International (Hong Kong) Limited 盈寶證券國際(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2022-06-14 | 2022-08-11 |
| Winbull Securities International (Hong Kong) Limited 盈寶證券國際(香港)有限公司 |
Rep | Type 9 — Asset management | 2022-06-14 | 2022-08-11 |
| Phoenix Capital Asia Limited 英明融資有限公司 |
RO | Type 6 — Advising on corporate finance | 2020-11-26 | 2022-04-18 |
| Phoenix Capital Securities Limited 英明證券有限公司 |
RO | Type 9 — Asset management | 2019-06-27 | 2022-04-18 |
| Phoenix Capital Asia Limited 英明融資有限公司 |
Rep | Type 4 — Advising on securities | 2017-07-24 | 2022-04-18 |
| Phoenix Capital Asia Limited 英明融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2017-07-24 | 2020-11-26 |
| Phoenix Capital Securities Limited 英明證券有限公司 |
RO | Type 1 — Dealing in securities | 2017-02-24 | 2022-04-18 |
| Phoenix Capital Securities Limited 英明證券有限公司 |
RO | Type 2 — Dealing in futures contracts | 2016-12-01 | 2022-04-18 |
| Phoenix Capital Securities Limited 英明證券有限公司 |
Rep | Type 1 — Dealing in securities | 2016-11-07 | 2017-02-24 |
| Phoenix Capital Securities Limited 英明證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2016-11-07 | 2016-12-01 |
| Founder Futures (Hong Kong) Limited 方正期貨(香港)有限公司 |
RO | Type 2 — Dealing in futures contracts | 2016-06-15 | 2016-10-31 |
| Founder Securities (Hong Kong) Limited 方正證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2016-02-03 | 2016-10-31 |
| Guoyuan Futures (Hong Kong) Limited 國元期貨(香港)有限公司 |
RO | Type 2 — Dealing in futures contracts | 2015-09-14 | 2015-12-04 |
| Guoyuan Futures (Hong Kong) Limited 國元期貨(香港)有限公司 |
RO | Type 5 — Advising on futures contracts | 2015-09-14 | 2015-12-04 |
| Ark Futures (Hong Kong) Limited 同舟期貨（香港）有限公司 |
RO | Type 2 — Dealing in futures contracts | 2013-08-20 | 2015-07-04 |
| Ark Securities (Hong Kong) Limited 同舟證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2010-11-23 | 2015-07-04 |
| Ark Futures (Hong Kong) Limited 同舟期貨（香港）有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2010-11-23 | 2013-08-20 |
| XinKong International Securities Limited 信控國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2010-04-20 | 2010-11-20 |
| XinKong International Securities Limited 信控國際證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2010-04-20 | 2010-11-20 |
| Bright Smart Securities International (H.K.) Limited 耀才證券國際(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2009-10-06 | 2010-03-29 |
| Bright Smart Futures & Commodities Company Limited 耀才期貨及商品有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2009-10-06 | 2010-03-29 |