Theo Kauffmann
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Theo Kauffmann, a licensed Representative with CE reference BVI274. Currently licensed at 1 firm(s): Natixis Asia Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities. This person has 1.2 years of SFC licence history. Total licence records on file: 6.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Natixis Asia Limited | Rep | Type 1 - Dealing in securities | 2025-09-19 | present |
| Natixis Asia Limited | Rep | Type 4 - Advising on securities | 2025-09-19 | present |
| Natixis Asia Limited | Rep | Type 1 - Dealing in securities | 2024-11-18 | 2024-12-27 |
| Natixis Asia Limited | Rep | Type 4 - Advising on securities | 2024-11-18 | 2024-12-27 |
| Natixis Asia Limited | Rep | Type 1 - Dealing in securities | 2024-08-21 | 2024-11-15 |
| Natixis Asia Limited | Rep | Type 4 - Advising on securities | 2024-08-21 | 2024-11-15 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Theo Kauffmann during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.