Theo Kauffmann
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Theo Kauffmann, CE reference BVI274. Currently licensed at 1 firm(s): Natixis Asia Limited. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Natixis Asia Limited | Rep | Type 1 — Dealing in securities | 2025-09-19 | present |
| Natixis Asia Limited | Rep | Type 4 — Advising on securities | 2025-09-19 | present |
| Natixis Asia Limited | Rep | Type 1 — Dealing in securities | 2024-11-18 | 2024-12-27 |
| Natixis Asia Limited | Rep | Type 4 — Advising on securities | 2024-11-18 | 2024-12-27 |
| Natixis Asia Limited | Rep | Type 1 — Dealing in securities | 2024-08-21 | 2024-11-15 |
| Natixis Asia Limited | Rep | Type 4 — Advising on securities | 2024-08-21 | 2024-11-15 |