Hong Kong SFC Licensed Individuals Directory

Wing Na Ho CE BKW460 - active, Neuberger Berman Asia Limited Yik Sin Hui CE ANY202 - active, Neuberger Berman Asia Limited Andrew Kai-Jie Lai CE BKL102 - active, Neuberger Berman Asia Limited Linda Lam Lam CE AGP663 - active, Neuberger Berman Asia Limited Vivian Wai Man Lau CE BRW598 - active, Neuberger Berman Asia Limited Ka Chun Law CE BTH340 - active, Neuberger Berman Asia Limited Jingyi (SFC:BGH363) Li CE BGH363 - active, Neuberger Berman Asia Limited Xinzhu Liu CE BNR338 - active, Neuberger Berman Asia Limited Hong Hong Neo CE BWA910 - active, Neuberger Berman Asia Limited Hoi Yin Ng CE APZ135 - active, Neuberger Berman Asia Limited Yi Pan CE BDR365 - active, Neuberger Berman Asia Limited Maggie Man Yee Pang CE APZ425 - active, Neuberger Berman Asia Limited Soo Bin Park CE BPM359 - active, Neuberger Berman Asia Limited Pui Ling Siao CE BKD280 - active, Neuberger Berman Asia Limited Hui Yi Rachel Tan CE BOU150 - active, Neuberger Berman Asia Limited Annie Yue Wai Tang CE APL963 - active, Neuberger Berman Asia Limited Ka Lai Tong CE ARR530 - active, Neuberger Berman Asia Limited Lok Ching Tsang CE BBJ687 - active, Neuberger Berman Asia Limited Wing Sze Tsao CE BUA247 - active, Neuberger Berman Asia Limited Man Hei Katrina Wong CE BOD930 - active, KKR Capital Markets Asia II Limited Chih-Hong Wu CE BVH799 - active, Neuberger Berman Asia Limited Di Xiao CE BJL679 - active, Neuberger Berman Asia Limited Dan (SFC:BFB174) Xu CE BFB174 - active, Neuberger Berman Asia Limited Douglas Yam CE BSK252 - active, Neuberger Berman Asia Limited Pak Kin Alan Yip CE APP201 - active, Neuberger Berman Asia Limited Wai Kin Yuen CE AVM568 - active, Neuberger Berman Asia Limited Yunhan Zhu CE BPU697 - active, Neuberger Berman Asia Limited Yee Ting Leung CE BIN304 - active, Neumann Advisory Hong Kong Limited Fei Zhang CE BFY390 - active, Neumann Advisory Hong Kong Limited Yinchao Wang CE BVK546 - active, Neumann Advisory Hong Kong Limited Jiahao Xu CE BPL936 - active, Neumann Advisory Hong Kong Limited Bin (SFC:BJK786) Du CE BJK786 - active, Neutral Financial Holding Company Limited Biao Fu CE BMQ631 - active, Neutral Financial Holding Company Limited Zhijun Huang CE BUF781 - active, Neutral Financial Holding Company Limited Yik Yu Lee CE AGV327 - active, Neutral Financial Holding Company Limited Yu (SFC:BRV455) Zhang CE BRV455 - active, Neutral Financial Holding Company Limited Tiantian Hang CE BSG569 - active, Neutral Financial Holding Company Limited Keke Li CE BQE408 - active, Neutral Financial Holding Company Limited Yang (SFC:BWE318) Zhao CE BWE318 - active, Neutral Financial Holding Company Limited Chengwei Zhou CE BWL476 - active, Neutral Financial Holding Company Limited Hualiang Chen CE ASZ590 - active, New Asia Ferrell Asset Management Limited Xuena Liang CE BJD178 - ceased Huiwen Xu CE BTT530 - active, New Asia Ferrell Asset Management Limited Zilin Gu CE BXE829 - active, New Asia Ferrell Asset Management Limited Xiao (SFC:BXN330) Lin CE BXN330 - active, New Asia Ferrell Asset Management Limited Yijiang Chen CE BCU715 - active, New China Asset Management (Hong Kong) Limited Jian (SFC:BWT380) Gao CE BWT380 - active, New China Asset Management (Hong Kong) Limited Haiyun Gu CE BEG157 - active, New China Asset Management (Hong Kong) Limited Shuqi Peng CE BDR418 - active, New China Asset Management (Hong Kong) Limited Pan Zhou CE BCU948 - active, New China Asset Management (Hong Kong) Limited Keyan Chen CE BHO962 - active, New China Asset Management (Hong Kong) Limited Xi (SFC:BPW151) Chen CE BPW151 - active, New China Asset Management (Hong Kong) Limited Yuyang (SFC:BTN227) Chen CE BTN227 - active, New China Asset Management (Hong Kong) Limited Yuting Cheng CE BWV412 - active, New China Asset Management (Hong Kong) Limited Chu Yu He CE BOZ736 - active, New China Asset Management (Hong Kong) Limited Zenan Huang CE BNV010 - active, New China Asset Management (Hong Kong) Limited Yizhi Li CE BXA813 - active, New China Asset Management (Hong Kong) Limited Xuan Liu CE BCJ062 - active, New China Asset Management (Hong Kong) Limited Shengmeng Rong CE BFB112 - active, New China Asset Management (Hong Kong) Limited Jie Su CE BEF858 - ceased Miao Sun CE BMD847 - active, New China Asset Management (Hong Kong) Limited Sifan Sun CE BIJ549 - active, New China Asset Management (Hong Kong) Limited Kaiyu Wu CE BFC756 - active, New China Asset Management (Hong Kong) Limited Weiyang Xu CE BOQ045 - active, New China Asset Management (Hong Kong) Limited Guang (SFC:BPS653) Yang CE BPS653 - active, New China Asset Management (Hong Kong) Limited Wenjun Yu CE BAM599 - active, New China Asset Management (Hong Kong) Limited Runnan Zhou CE BKX021 - active, New China Asset Management (Hong Kong) Limited Zhiyi Song CE BGB785 - active, New Harvest Wealth Securities Company Limited Chun Kit Tong CE AJD428 - active, New Harvest Wealth Securities Company Limited Xin (SFC:BSR016) Wang CE BSR016 - active, New Harvest Wealth Securities Company Limited Yifei (SFC:BIU909) Chen CE BIU909 - active, New Harvest Wealth Securities Company Limited Yanwei Cheng CE BXG879 - active, New Harvest Wealth Securities Company Limited Dakuo Cui CE BWC904 - active, New Harvest Wealth Securities Company Limited Shengji Diao CE BWM026 - active, New Harvest Wealth Securities Company Limited Shengwei Gao CE BVS689 - active, New Harvest Wealth Securities Company Limited Kang Guo CE BWB133 - active, New Harvest Wealth Securities Company Limited Weiyi Han CE BVO151 - active, New Harvest Wealth Securities Company Limited Jing (SFC:BTM970) Hu CE BTM970 - active, New Harvest Wealth Securities Company Limited Jiayi (SFC:BWK934) Huang CE BWK934 - active, New Harvest Wealth Securities Company Limited Junxiao Huang CE BUS838 - active, New Harvest Wealth Securities Company Limited Luyao Huang CE BPB199 - active, New Harvest Wealth Securities Company Limited Ka On Kam CE BCB658 - active, New Harvest Wealth Securities Company Limited Yijia Lao CE BWL267 - active, New Harvest Wealth Securities Company Limited Yang (SFC:BVU054) Li CE BVU054 - active, New Harvest Wealth Securities Company Limited Jing (SFC:BVZ929) Lin CE BVZ929 - active, New Harvest Wealth Securities Company Limited Yingdong Liu CE BXN045 - active, New Harvest Wealth Securities Company Limited Qiaoxi Long CE BWW496 - active, New Harvest Wealth Securities Company Limited Yijing Lu CE BJR429 - active, New Harvest Wealth Securities Company Limited Ziteng Ma CE BVK129 - active, New Harvest Wealth Securities Company Limited Wai Yan Ng CE BRX840 - active, New Harvest Wealth Securities Company Limited Xinxin Qing CE BTJ618 - active, New Harvest Wealth Securities Company Limited Ruichen Shang CE BUY976 - active, New Harvest Wealth Securities Company Limited Lei Song CE BUG344 - active, New Harvest Wealth Securities Company Limited Qian (SFC:BVN286) Sun CE BVN286 - active, New Harvest Wealth Securities Company Limited Na Tian CE BJQ057 - active, New Harvest Wealth Securities Company Limited Jian (SFC:BVU803) Wang CE BVU803 - active, New Harvest Wealth Securities Company Limited Lei (SFC:BWC580) Wang CE BWC580 - active, New Harvest Wealth Securities Company Limited Pui Fai Wong CE BHQ211 - active, New Harvest Wealth Securities Company Limited Ziyu Xu CE BWC903 - active, New Harvest Wealth Securities Company Limited Yaming (SFC:BUC065) Yang CE BUC065 - active, New Harvest Wealth Securities Company Limited Zheyun Yang CE BVK568 - active, New Harvest Wealth Securities Company Limited Yanchang Yi CE BXN044 - active, New Harvest Wealth Securities Company Limited Jie Yuan CE BUT540 - active, New Harvest Wealth Securities Company Limited Chunrong Zhang CE BWX169 - active, New Harvest Wealth Securities Company Limited Fangyu Zhang CE BWO710 - active, New Harvest Wealth Securities Company Limited Jing - Zhang CE BWJ818 - active, New Harvest Wealth Securities Company Limited Li (SFC:BWB570) Zhang CE BWB570 - active, New Harvest Wealth Securities Company Limited Xi Zhuo CE BVS937 - active, New Harvest Wealth Securities Company Limited Ka Wang Henry Chu CE BNV860 - active, New Region Securities Company Limited Kavi Ka Wai Wong CE ALQ402 - active, New Region Securities Company Limited Shun Tin Yau CE AEJ344 - active, New Region Securities Company Limited Yau Chun Yu CE ACS210 - active, New Region Securities Company Limited Dick Shing Chiu CE ALO453 - active, New Region Securities Company Limited Ivan Fan CE BSW993 - active, New Region Securities Company Limited Yat Kan Leung CE BQF254 - active, New Region Securities Company Limited Ho Ming Mak CE BAJ419 - active, New Region Securities Company Limited Wai San Tang CE ATP149 - active, New Region Securities Company Limited Gang Zhu CE BWD452 - active, New Region Securities Company Limited Ka Leung Au CE ABZ887 - active, Nexus Asset Management Limited Sai Fung Hui CE BDL757 - active, Nexus Asset Management Limited David Yu Wai Fung CE ADY240 - active, Nexus Investment Advisors Limited Zheng Nie CE BAH325 - active, Nexus Investment Advisors Limited Herbert Chan CE BRG820 - active, Nexus Investment Advisors Limited Oon Jin Chng CE AIN851 - active, Nexus Investment Advisors Limited Yuen Hong Cheng CE AUP358 - active, Nexus Investment Management Limited Pak Cheung Hong CE AFD140 - active, Nexus Investment Management Limited Chun Wing (SFC:AGD243) Poon CE AGD243 - active, Nexus Investment Management Limited Chi Fung Choi CE BEI195 - active, Nexus Investment Management Limited Chi Lai Ho CE AKT430 - active, Nexus Investment Management Limited Ka Fat Luk CE ADG929 - active, Nexus Investment Management Limited Calvin Hughes Chen CE ATL788 - active, Nexus Point Advisors (HK) Limited Kuo Chuan Kung CE BJB232 - active, Nexus Point Advisors (HK) Limited Min (SFC:ANI853) Li CE ANI853 - active, Nexus Point Advisors (HK) Limited Sheng Yuan Chung CE BKA489 - active, Nexus Point Advisors (HK) Limited Tomoya Fujimoto CE BSU018 - active, Nexus Point Advisors (HK) Limited Ngai Fun Chan CE BIC891 - active, Nice Talent Asset Management Limited Siu Kei (SFC:BMT601) Chan CE BMT601 - active, Nice Talent Asset Management Limited Hoi Ting Chau CE BJI240 - active, Nice Talent Asset Management Limited Richard Chun Yiu Ng CE BER542 - active, Nice Talent Asset Management Limited Man Ho Roy Au CE BSI163 - active, Nice Talent Asset Management Limited Fai Yeung Chan CE BUA847 - active, Nice Talent Asset Management Limited Ka Shing (SFC:BQK692) Chan CE BQK692 - active, Nice Talent Asset Management Limited Long Chi Chan CE AMO538 - active, Nice Talent Asset Management Limited Pui Yin Chan CE BUD058 - active, Nice Talent Asset Management Limited Cherry Sze Hin Chan CE ALW768 - active, Nice Talent Asset Management Limited Ling Lam Chen CE BQN367 - active, Nice Talent Asset Management Limited Ming To Cheng CE BWB565 - active, Nice Talent Asset Management Limited Hing Chi Cheung CE BRF682 - active, Nice Talent Asset Management Limited Man Hin (SFC:BQY903) Cheung CE BQY903 - active, Nice Talent Asset Management Limited Tsz Leung Choi CE ASX465 - active, Nice Talent Asset Management Limited Wing Tak Choi CE AYS109 - active, Nice Talent Asset Management Limited Xiaodan Hu CE BXS758 - active, Nice Talent Asset Management Limited Maria Suk On Kwan CE ARO740 - active, Nice Talent Asset Management Limited Sing Kam Lai CE BWV392 - active, Nice Talent Asset Management Limited Yuk Yu Lam CE BRB207 - active, Nice Talent Asset Management Limited Kwai Chun Lau CE BPO605 - active, Nice Talent Asset Management Limited Nga Kam Lau CE BUD057 - ceased Ka Tung Li CE BTE277 - active, Nice Talent Asset Management Limited Kwan Yu Liu CE BRS810 - active, Nice Talent Asset Management Limited Xiuhui Liu CE BXM845 - active, Nice Talent Asset Management Limited Pui San Lo CE BQH108 - active, Nice Talent Asset Management Limited Ming Li Man CE BVW895 - active, Nice Talent Asset Management Limited Ki Wai Miu CE ARW795 - active, Nice Talent Asset Management Limited Hoi Ming Ng CE BVO545 - active, Nice Talent Asset Management Limited Wai Hang Ngan CE ALU539 - active, Nice Talent Asset Management Limited Fangli Ou CE BVF579 - active, Nice Talent Asset Management Limited Lin (SFC:BXR395) Shi CE BXR395 - active, Nice Talent Asset Management Limited Kwan Nang Norman Sze CE BWS953 - active, Nice Talent Asset Management Limited Mei Chi Tang CE BTU299 - active, Nice Talent Asset Management Limited Chi Ling Tsoi CE BSD093 - active, Nice Talent Asset Management Limited Chun Yu (SFC:BVA455) Wong CE BVA455 - active, Nice Talent Asset Management Limited Lai Fan Wong CE BRT107 - active, Nice Talent Asset Management Limited Shun Kit Wong CE BQS404 - active, Nice Talent Asset Management Limited Sze Mei Wong CE BST635 - active, Nice Talent Asset Management Limited Yick Sin Wong CE BVN703 - active, Nice Talent Asset Management Limited Chin Hong Wu CE BWV418 - active, Nice Talent Asset Management Limited Lanqiong Xing CE BUW263 - active, Nice Talent Asset Management Limited Chau Har Oleander Yeung CE BVP860 - active, Nice Talent Asset Management Limited Ka Ming Yeung CE BTN312 - active, Nice Talent Asset Management Limited Yi Kin Yip CE ARI641 - active, Nice Talent Asset Management Limited Ron Armin Schachter CE AUV487 - active, Nine Masts Capital Limited Bing Wang CE ATX770 - active, Nine Masts Capital Limited Roopali Arora CE BRG202 - active, Nine Masts Capital Limited James Richard Barrett CE ARH869 - active, Nine Masts Capital Limited Shawn Campbell CE ASM376 - active, Nine Masts Capital Limited Ho Ting Chang CE BRH077 - active, Nine Masts Capital Limited Vikram Dhand CE BOL406 - active, Nine Masts Capital Limited Kam Wing Fung CE AWU645 - active, Nine Masts Capital Limited Sai Man Ho CE AWQ108 - active, Nine Masts Capital Limited Xing Hu CE BGE917 - active, Nine Masts Capital Limited Pratik Irle CE BDI552 - active, Nine Masts Capital Limited Barnaby Arthur Cecil Joll CE APL251 - active, Nine Masts Capital Limited Hao (SFC:BOI964) Luo CE BOI964 - active, Nine Masts Capital Limited Philipp Schoenhuber CE ANQ274 - active, Nine Masts Capital Limited Xiaoting Sha CE BLZ407 - active, Nine Masts Capital Limited Jason Jagpal Singh CE BUF783 - active, Nine Masts Capital Limited Wai Fung (SFC:BRA544) Tang CE BRA544 - active, Nine Masts Capital Limited Joel David Werner CE BGD861 - ceased Qi Wu CE BTJ493 - active, Nine Masts Capital Limited Timothy Churk Yue Yip CE APF351 - active, Nine Masts Capital Limited Jung Yoo Yun CE BPN532 - active, Nine Masts Capital Limited Taojun Zhou CE BEG046 - active, Nine Masts Capital Limited Wai Man Fu CE ABH654 - active, Ninety One Hong Kong Limited Cathy Gibson CE BRH393 - active, Ninety One Hong Kong Limited Wenchang Ma CE BIT237 - active, Ninety One Hong Kong Limited Mark Ivan Samuelson CE BCL496 - active, Ninety One Hong Kong Limited Junhua Xia CE BIE681 - active, Ninety One Hong Kong Limited Sheena Bloem CE BWA679 - active, Ninety One Hong Kong Limited Adrian Ka Hin Chan CE BCE916 - active, Ninety One Hong Kong Limited Kai Chang CE BBE574 - active, Ninety One Hong Kong Limited Zhifen Chen CE BRW306 - active, Ninety One Hong Kong Limited Di Dai CE BKI617 - active, Ninety One Hong Kong Limited King Man Keung CE BIU647 - active, Ninety One Hong Kong Limited Wing Chung (SFC:ANG393) Lau CE ANG393 - active, Ninety One Hong Kong Limited Kwan Pheng Alan Siow CE BPT229 - active, Ninety One Hong Kong Limited Yeung Siu CE BAV317 - active, Ninety One Hong Kong Limited Pui Ki Tsui CE BKQ907 - active, Ninety One Hong Kong Limited Mau Ying Wong CE AWN369 - active, Ninety One Hong Kong Limited Joanna Wai Ming Yang CE AMF717 - active, Ninety One Hong Kong Limited Takahiro Kawamura CE AVI554 - active, Nomura Asset Management Hong Kong Limited Zheng (SFC:BTC505) Liu CE BTC505 - active, Nomura Asset Management Hong Kong Limited Yik Yan Charlotte Chan CE BSU998 - active, Nomura Asset Management Hong Kong Limited Ching Man Chow CE BSZ258 - active, Nomura Asset Management Hong Kong Limited Jessica Mai-Han Koh CE AUN430 - active, Nomura Asset Management Hong Kong Limited Terence Chung Han Lam CE AGT968 - active, Nomura Asset Management Hong Kong Limited Wing Sze Law CE AFS247 - active, Nomura Asset Management Hong Kong Limited Chen Qiu CE BUW315 - active, Nomura Asset Management Hong Kong Limited Shuai Shao CE BDY279 - active, T. Rowe Price Hong Kong Limited Bowen Sze CE BHD144 - active, Nomura Asset Management Hong Kong Limited Marilyn Wei Ling Wang CE BBB324 - active, Nomura Asset Management Hong Kong Limited Shing Kit (SFC:BIU959) Wong CE BIU959 - active, Nomura Asset Management Hong Kong Limited Bo (SFC:AYA837) Xu CE AYA837 - active, Nomura Asset Management Hong Kong Limited Sze Wing Yau CE BRS783 - active, Nomura Asset Management Hong Kong Limited Siu Fung Yuen CE AFO695 - active, Nomura Asset Management Hong Kong Limited Marcella Man Wai Chan CE ADH994 - active, Nomura International (Hong Kong) Limited Pei Shen Chou CE BJB366 - ceased Chang Won Chung CE APO123 - active, Nomura International (Hong Kong) Limited Charles Ross Day CE ACR808 - active, Nomura International (Hong Kong) Limited Matthew Alan Hassan CE BPX986 - active, Nomura International (Hong Kong) Limited Ajay Jain CE AVN405 - active, Nomura International (Hong Kong) Limited Hamzah Ahmad Kahloon CE BUK456 - active, Nomura International (Hong Kong) Limited Ravi Thimma Raju Kankipati CE BEV954 - active, Nomura International (Hong Kong) Limited Jumpei Kawamae CE BWR944 - active, Nomura International (Hong Kong) Limited Vikas Kumar CE BUA035 - active, Nomura International (Hong Kong) Limited Suen Lam CE AZQ775 - active, Nomura International (Hong Kong) Limited Arnaud Robert Lannic CE BTT183 - active, Nomura International (Hong Kong) Limited Chong Hsin Liu CE AIM082 - active, Nomura International (Hong Kong) Limited Ho Ting Murphy Lo CE AZE648 - active, Nomura International (Hong Kong) Limited Ting Lu CE ANL775 - active, Nomura International (Hong Kong) Limited Tianbao Luo CE BQB242 - active, Nomura International (Hong Kong) Limited