Jason H Kim
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Jason H Kim (金宗會), a licensed Responsible Officer with CE reference BAG206. Currently licensed at 1 firm(s): NH Investment & Securities (H.K.) Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities. This person has 13.8 years of SFC licence history. Total licence records on file: 4.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| NH Investment & Securities (H.K.) Limited 農協投資證券(香港)有限公司 |
RO | Type 1 - Dealing in securities | 2015-10-16 | present |
| NH Investment & Securities (H.K.) Limited 農協投資證券(香港)有限公司 |
RO | Type 4 - Advising on securities | 2015-10-16 | present |
| NH Investment & Securities (H.K.) Limited 農協投資證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2012-10-15 | 2015-10-16 |
| NH Investment & Securities (H.K.) Limited 農協投資證券(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2012-10-15 | 2015-10-16 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Jason H Kim during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.