Yixuan Zhao
趙宜萱
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yixuan Zhao (趙宜萱), a licensed Responsible Officer with CE reference BOQ982. Currently licensed at 1 firm(s): N Plus Capital Limited. Active regulated activities: Type 4 - Advising on securities; Type 9 - Asset management. This person has 6.2 years of SFC licence history. Total licence records on file: 8.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| N Plus Capital Limited | RO | Type 4 - Advising on securities | 2025-06-13 | present |
| N Plus Capital Limited | RO | Type 9 - Asset management | 2025-06-13 | present |
| Duo Asset Management Limited 雙瑩資產管理有限公司 |
RO | Type 4 - Advising on securities | 2023-10-03 | 2024-10-08 |
| Duo Asset Management Limited 雙瑩資產管理有限公司 |
RO | Type 9 - Asset management | 2023-10-03 | 2024-10-08 |
| Duo Asset Management Limited 雙瑩資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2023-09-21 | 2023-10-03 |
| Duo Asset Management Limited 雙瑩資產管理有限公司 |
Rep | Type 9 - Asset management | 2023-09-21 | 2023-10-03 |
| N Plus Capital Limited | Rep | Type 4 - Advising on securities | 2019-08-26 | 2023-09-15 |
| N Plus Capital Limited | Rep | Type 9 - Asset management | 2019-08-26 | 2023-09-15 |
Worked alongside
The 14 closest colleagues, strongest tie first — individuals licensed at the same firm as Yixuan Zhao during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Yin Chong Mak | N Plus Capital Limited | 2021–2024 |
| Tak Fat Chin | N Plus Capital Limited | 2019–2021 |
| Wai Leung Cheng | N Plus Capital Limited | 2023–2024 |
| Tsz Hin Lee | N Plus Capital Limited | 2021–2022 |
| Qiuyun Huang | N Plus Capital Limited | 2025–present |
| Kam Sing Ting | Duo Asset Management Limited | 2023–2024 |
| Sing Lo | N Plus Capital Limited | 2019–2020 |
| Man Yu Cheung | N Plus Capital Limited | 2025–present |
| Ho Lam Tang | N Plus Capital Limited | 2021–2022 |
| Yue Lu | Duo Asset Management Limited | 2023–2024 |
| Alexander Chuen Hing Wan | N Plus Capital Limited | 2023 |
| Tsz Hin Lo | N Plus Capital Limited | 2024 |
| Sum Wah Liu | Duo Asset Management Limited | 2023 |
| Jingjing Liu | Duo Asset Management Limited | 2024 |