Zhiyi Lu
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Zhiyi Lu, CE reference BSQ091. Currently licensed at 1 firm(s): Nan Fung Trinity (HK) Limited. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Nan Fung Trinity (HK) Limited | Rep | Type 4 — Advising on securities | 2024-03-21 | present |
| Lighthorse Asset Management (HK) Limited | Rep | Type 4 — Advising on securities | 2022-07-06 | 2023-11-30 |
| Lighthorse Asset Management (HK) Limited | Rep | Type 9 — Asset management | 2022-07-06 | 2023-11-30 |