Chengxuan Walter Liu
刘承轩
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chengxuan Walter Liu (刘承轩), CE reference BNL367. Currently licensed at 1 firm(s): Natixis Asia Limited. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Natixis Asia Limited | Rep | Type 1 — Dealing in securities | 2024-03-01 | present |
| Natixis Asia Limited | Rep | Type 4 — Advising on securities | 2024-03-01 | present |
| J.P. Morgan Securities (Far East) Limited | Rep | Type 1 — Dealing in securities | 2018-09-28 | 2023-02-20 |
| J.P. Morgan Securities (Far East) Limited | Rep | Type 4 — Advising on securities | 2018-09-28 | 2023-02-20 |
| J.P. Morgan Securities (Far East) Limited | Rep | Type 6 — Advising on corporate finance | 2018-09-28 | 2023-02-20 |