Yi Liu
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yi Liu (劉義), a licensed Representative with CE reference ATI179. Currently licensed at 1 firm(s): Nan Fung Trinity (HK) Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 2.2 years of SFC licence history. Total licence records on file: 4.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Nan Fung Trinity (HK) Limited | Rep | Type 1 - Dealing in securities | 2024-07-11 | present |
| Nan Fung Trinity (HK) Limited | Rep | Type 4 - Advising on securities | 2024-07-11 | present |
| Nan Fung Trinity (HK) Limited | Rep | Type 9 - Asset management | 2024-07-11 | present |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2009-07-20 | 2009-10-10 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Yi Liu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.