Yuan Zhao
趙圓
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yuan Zhao (趙圓), CE reference BQK009. Currently licensed at 1 firm(s): Nan Fung Trinity (HK) Limited. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Nan Fung Trinity (HK) Limited | Rep | Type 1 — Dealing in securities | 2024-03-04 | present |
| Nan Fung Trinity (HK) Limited | Rep | Type 4 — Advising on securities | 2024-03-04 | present |
| Nan Fung Trinity (HK) Limited | Rep | Type 9 — Asset management | 2024-03-04 | present |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2021-12-17 | 2023-09-01 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | 2021-11-24 | 2023-09-01 |
| UBS Securities Hong Kong Limited | Rep | Type 6 — Advising on corporate finance | 2020-12-11 | 2021-09-17 |