Alvin Joyue Hui
許祖裕
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Alvin Joyue Hui (許祖裕), a licensed Responsible Officer with CE reference BUI011. Currently licensed at 1 firm(s): Neuberger Berman Asia Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Neuberger Berman Asia Limited | RO | Type 1 - Dealing in securities | 2024-06-21 | present |
| Neuberger Berman Asia Limited | RO | Type 4 - Advising on securities | 2024-06-21 | present |
| Neuberger Berman Asia Limited | RO | Type 9 - Asset management | 2024-06-21 | present |